Regulatory Affairs Specialist
2 days ago
We are seeking a highly skilled professional to join our Regulatory Affairs Team. This is a fantastic opportunity to take on a key role in ensuring our firm's compliance with regulatory requirements.
The successful candidate will have a strong understanding of anti-money laundering regulations and be able to provide expert guidance to colleagues across the firm.
Key Responsibilities:
- Develop and implement effective risk management strategies to mitigate potential compliance risks.
- Work closely with Client Relationship Partners to ensure that AML reviews are consistently applied across the firm.
- Provide expert advice to fee earners on complex CDD requirements, including identifying layered beneficial ownership.
- Conduct thorough risk assessments and develop recommendations to enhance the firm's risk management framework.
- Stay up-to-date with changes in regulatory requirements and advise the team on any necessary updates to our compliance procedures.
- Collaborate with other departments to identify and address potential compliance risks.
- Develop and maintain relationships with key stakeholders, including regulators and industry partners.
- Ensure that all compliance-related activities are carried out in accordance with our firm's policies and procedures.
- Identify opportunities to improve our compliance processes and develop recommendations for enhancement.
About You
- Proven track record of working in a compliance or regulatory role.
- Strong understanding of anti-money laundering regulations and their application.
- Excellent communication and interpersonal skills.
- Ability to work effectively in a fast-paced environment and meet deadlines.
- Strong analytical and problem-solving skills.
- Ability to build strong relationships with stakeholders.
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