Equities E-Trading Risk and Control Manager

4 weeks ago

London, Greater London, United Kingdom Citigroup Inc. Full time
Job Summary

Citigroup Global Markets Limited is a leading global investment bank and securities brokerage firm that provides comprehensive financial solutions to corporations, governments, institutions, and individuals in over 100 countries.

The Equities business within a top-tier global bank is seeking an experienced professional to manage project deliveries, caps, and audits, as well as E-Trading governance for the Global Equities. This role will collaborate closely with the cross-markets E-Trading team, business flows owners, and associated tech teams, reporting directly to the Head of Equities EMEA Risk and Controls.

Key Responsibilities
  • Oversee and drive Equities' adherence to E-trading policy, standards, and regulatory requirements.
  • Manage E-Trading Governance Forums for Equities and ensure global consistency in structure and documentation.
  • Implement and manage desk supervision of E-trading control triggers, limits, and other key risk metrics.
  • Oversee the roll-out of E-trading product training and completed attestations for staff executing E-Trading Applications, Controls, and Strategies.
  • Investigate, review, document operational risk events, and coordinate remediation efforts.
  • Oversee and govern Corrective Action Plans (CAPs) specific to E-Trading.
  • Assist the Global Equity business in driving a robust E-Trading framework by collaborating across the Business, Technology, Legal, Risk, Compliance, and Markets Risk & Controls to establish E-Trading best practices.
  • Be active in E-Trading Policy & Standards Optimization, ensuring adherence to these requirements.
  • Create high-quality E-Trading documentation for internal and external communication.
  • Oversee the maintenance of the inventory of E-Trading Controls for monitoring E-Trading Applications, breach thresholds, approval processes for changing limits and thresholds, and escalation protocols for breaches.
  • Coordinate other key control processes, such as Annual MIFID Self-Assessment, Annual Mandatory E-trading Controls Review, Material Change Review, Quarterly MCA E-Trading Controls Review, Procedure documentation and refresh, Dispensation and Waivers Documentation.
Requirements
  • Domain knowledge of E-Trading, particularly in the Equities business.
  • Ability to produce high-quality documentation, including standard operating procedures.
  • Experience in implementing and managing controls and governance pertaining to E-Trading.
  • Results-oriented team player with excellent communication, written, oral, and listening skills, as well as presentation skills.
  • Knowledge of regional applicable regulatory rules and regulations.
  • Self-motivator, able to demonstrate and follow-through on routine and complex problem-solving and analytical matters.
  • Time management skills, with good organizational skills and the ability to exercise control over the amount of time spent planning and focusing on initiatives and execution.
  • Comfortable interacting with and presenting to senior management.
  • Ability to interact effectively with numerous distributed teams in a collaborative, team-oriented culture within the region and across other regions.
  • Bachelor's degree or equivalent experience, with a strong academic record, and an advanced degree preferred.

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