Financial Planning Compliance Expert
4 days ago
The Financial Planning Compliance Expert will be responsible for providing supervisory support to regulated individuals within our financial services business. The ideal candidate will have proven experience of carrying out skills observations/assessments and in-depth knowledge of financial services regulations.
Responsibilities:- Support the initial and annual reassessment of competence and Fit and Proper processes for Financial Planners as required.
- Identify thematic issues and support the upskilling of the financial planning community where appropriate.
- Help identify trends where policy and processes could be improved to mitigate risks.
Requirements: A minimum Diploma qualified level 4 in Financial Advice and ideally advanced qualifications acquired.
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Financial Planning Expert
1 month ago
Exeter, Devon, United Kingdom Butler Rose Full timeButler Rose is recruiting a dynamic Finance Manager for a 12-month fixed-term contract in Exeter. This hybrid role involves working closely with the Finance Director, taking responsibility for the finances of multiple group businesses.Key Responsibilities:Presenting detailed financial reports to Directors outlining the financial position and ensuring...
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Financial Planning Compliance Specialist
1 week ago
Exeter, Devon, United Kingdom IDEX Consulting Ltd Full timeWe are seeking a highly experienced Financial Planning Compliance Specialist to join our Supervision and Competency Oversight team at IDEX Consulting Ltd. This role will provide regulatory supervision over our financial planning population and their adherence to our Training and Competency scheme and the overarching control environment.Key...
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Planning and Compliance Officer
4 days ago
Exeter, Devon, United Kingdom RGB Recruitment Full timePlanning and Compliance Officer Job Description:We are seeking an experienced planning and compliance officer to join our team in Exeter.About the Role:You will be responsible for ensuring that our developments comply with relevant planning regulations.You will liaise with local authorities to prepare and submit planning applications.Working collaboratively...
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Expert Financial Consultant
2 days ago
Exeter, Devon, United Kingdom Prydis Full timeFinancial Planning Opportunity at PrydisWe are an esteemed independent firm of Chartered Financial Planners, seeking a skilled individual to deliver exceptional financial planning services. As a Senior Planning Specialist, you will cultivate professional relationships and generate new business through personalized advice.About This Role:Deliver top-tier...
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Senior Compliance Expert
2 days ago
Exeter, Devon, United Kingdom Hurst Point Group Full timeJob OverviewHurst Point Group seeks a highly skilled Senior Compliance Expert to join their team. As a key member of the compliance programme, you will be responsible for ensuring the company's processes meet regulatory requirements.Key ResponsibilitiesTrend Analysis & SupportCompliance AdviceRequirementsExtensive experience in financial services,...
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Compliance and Pensions Expert
1 week ago
Exeter, Devon, United Kingdom Ernest Gordon Recruitment Full timeA Financial Operations ChallengeWe are seeking a skilled Payroll Specialist to join our team as a Financial Operations Manager. The ideal candidate will have a strong background in financial operations, excellent problem-solving skills and a passion for delivering high-quality results.You will be responsible for managing payroll operations, ensuring...
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Tax Compliance Expert
2 weeks ago
Exeter, Devon, United Kingdom Trial Balance Full timeWe are seeking a Tax Compliance Expert to join our team at Trial Balance. In this role, you will be responsible for ensuring compliance with tax regulations, as well as preparing accurate and timely financial statements.Requirements:Proven track record in accountancy practice environmentExcellent skills in accounts preparation and tax complianceProficiency...
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Financial Planning Manager
1 week ago
Exeter, Devon, United Kingdom Isca Recruitment Full timeAbout the RoleWe are looking for a skilled Corporate Tax Manager to join our team in Exeter. The successful candidate will have a strong background in UK accountancy practices and be able to manage complex tax affairs effectively.This is a fantastic opportunity to join a dynamic team and contribute to the success of our financial services...
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Financial Planning Manager
2 months ago
Exeter, Devon, United Kingdom beBee Professionals Full time £45,000 - £65,000At beBee Professionals, we are seeking a highly skilled Financial Planning Manager to lead our finance team in Exeter, United Kingdom. As a key member of our team, you will be responsible for overseeing financial planning, reporting, and analysis to ensure the company's financial health and compliance with regulations.Key Responsibilities:Develop and...
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Compliance Expert
1 week ago
Exeter, Devon, United Kingdom Old Mill Full timeAccountancy Compliance Manager/SupervisorWe are seeking a highly skilled and detail-oriented professional to join our team at Old Mill. As an Accountancy Compliance Manager, you will assist in ensuring we adhere to all ICAEW Practice Assurance standards and Ethical Standards. Your expertise in accounting principles and regulations will enable you to...
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Tax Compliance Expert
1 month ago
Exeter, Devon, United Kingdom Clark Wood - Tax Recruitment Full timeJob SummaryWe are seeking a highly motivated Tax Compliance Expert to join our client's team in Exeter. The successful candidate will be responsible for ensuring accurate and efficient compliance work for a range of personal tax clients.Key Accountabilities:Preparation and review of personal tax computations and returns.Identifying tax planning opportunities...
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Interim Financial Expert
5 days ago
Exeter, Devon, United Kingdom Hays Careers Full timeHays Careers is seeking an experienced Interim Financial Expert to support a 6-month assignment in Exeter. As a hands-on professional, you will oversee and ensure the accuracy and integrity of all financial activities within the organisation. Your responsibilities will include maintaining up-to-date financial records, preparing and reviewing financial...
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Wealth Planning Expert
1 month ago
Exeter, Devon, United Kingdom Cathedral Appointments Ltd Full timeAbout UsCathedral Appointments Ltd is a thriving professional services firm seeking a skilled Financial Planner to join our team. This is an excellent opportunity for a motivated individual who wants to make a difference in people's lives by providing expert financial advice.Job DescriptionThe Financial Planner will be responsible for evaluating clients'...
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Land and Planning Expert
1 week ago
Exeter, Devon, United Kingdom Bloor Homes - Land & Planning Careers Full timeWe are recruiting for a highly skilled Senior Planning Manager to join our team at Bloor Homes - Land & Planning Careers. As a key member of our team, you will be responsible for developing and implementing programmes of action to ensure necessary consents are obtained.We offer a competitive salary of £60,000 - £80,000 per annum, depending on experience,...
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Financial Operations Expert
9 hours ago
Exeter, Devon, United Kingdom Pro Talent Full timeWe are looking for a highly skilled Financial Operations Expert to join our team as a Payroll Manager.About the PositionThe successful candidate will be responsible for leading the payroll function, including wage calculation, attendance record-keeping, and payroll data management.Duties and ResponsibilitiesOversee payroll processes, including salary...
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Financial Accountant
1 month ago
Exeter, Devon, United Kingdom DK Recruitment Full timeDK Recruitment is seeking a highly skilled and detail-oriented Financial Accountant to join their dynamic finance team in Exeter. This is an excellent opportunity for a motivated and analytical professional ready to contribute to the company's strategic financial planning and operational success.About the RoleThe successful candidate will oversee the...
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Financial Planning Specialist
4 days ago
Exeter, Devon, United Kingdom Haines Watts (Western) Limited Full timeWe are seeking a highly skilled Financial Planning Specialist to join our team at Haines Watts Western.Key responsibilities include:Assisting the Senior Management team and Directors in the preparation of statutory accountsManaging and delivering full accounting roles, including charities and non-profit organizationsOversight of workflow and management of a...
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Financial Services Expert
2 weeks ago
Exeter, Devon, United Kingdom Thrifty Car & Van Rental Full timeJob Title: Financial Services ExpertLocation: Exeter - Head OfficeHours: 37.5 hours full timeEstimated Salary Range: £22,000-£25,000 per annumKey Responsibilities:Manage debt portfolios effectivelyProvide top-notch customer serviceCollaborate with colleagues to drive business growthBenefits:30 days annual leaveOnsite parkingOnsite gym membershipPension...
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Senior Planning Specialist
5 days ago
Exeter, Devon, United Kingdom Prydis Full timePrydis: Seeking a Skilled Financial PlannerPrydis is an established company of Chartered Financial Planners, looking for a motivated professional to develop high-quality financial planning services. In this challenging role, you will build strong professional connections and drive new business opportunities through expert advice.Job Overview:Deliver...
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Product Governance and Compliance Expert
1 week ago
Exeter, Devon, United Kingdom Hurst Point Group Full timeJob Summary: We are seeking a highly skilled Product Governance and Compliance Expert to join our team at Hurst Point Group. As a key member of our organization, you will be responsible for leading our product governance framework, ensuring compliance with FCA regulations and Consumer Duty requirements.About the Role: In this exciting role, you will have the...