Wealth Management Auditor

4 days ago


London, Greater London, United Kingdom WeAreTechWomen Full time

**Wealth Management Auditor Role**

WeAreTechWomen is seeking an experienced Wealth Management Auditor to join our Internal Audit team. In this role, you will be responsible for assessing the firm's internal control structure and identifying areas for improvement.

About the Job Description

You will work closely with management to develop and implement smart control solutions, monitor compliance with laws and regulations, and provide assurance on the effectiveness of the firm's governance processes and controls.

Responsibilities

  • Communicate and report on the effectiveness of the firm's governance, risk management, and controls that mitigate current and evolving risk
  • Raise awareness of control risk and monitor management's implementation of control measures
  • Assess the firm's control culture and conduct risks

Requirements

To be successful in this role, you will need:

  • 7+ years of experience in a public accounting or internal audit role within the financial services industry
  • In-depth technical knowledge of key risks and associated controls within the Wealth Management industry
  • Strong leadership, interpersonal, and relationship management skills

What We Offer

We offer a competitive salary of $160,000 per year, as well as opportunities for career growth and professional development. Our team is committed to finding reasonable accommodations for candidates with special needs or disabilities during our recruiting process.



  • London, Greater London, United Kingdom AAG Wealth Management Full time

    AAG Wealth ManagementOur company prides itself on its culture and provides a holistic approach to wealth management. We have experienced significant growth, with over £800 million in Funds Under Management (FUM). Our Financial Education division and Mortgages team offer exceptional service.This opportunity is ideal for individuals seeking to advance their...


  • London, Greater London, United Kingdom AAG Wealth Management Full time

    About the RoleWe are seeking a highly motivated and ambitious individual to join our team as an Associate Wealth Manager. This is an exciting opportunity for someone looking to take their career in wealth management to the next level.As a key member of our team, you will be working alongside a Senior Wealth Manager and their growing team to provide...


  • London, Greater London, United Kingdom Skybound Wealth Management Full time

    We are looking for a motivated and results-driven Wealth Management Development Manager to join our team at Skybound Wealth Management. In this role, you will play a key part in driving business growth and expanding our presence in the wealth management sector.The main focus of this position is to identify and pursue new business opportunities, developing...


  • London, Greater London, United Kingdom Enver Wealth Management Ltd. Full time

    Wealth Management TraineeEnver Wealth Management Ltd. is seeking a talented and driven Wealth Management Trainee to join our dynamic team in Kingsway, London.This is an exceptional opportunity for someone looking to break into the wealth management industry, with a clear vision for career growth and a desire to help clients achieve their financial goals.As a...


  • London, Greater London, United Kingdom AAG Wealth Management Full time

    About UsWe are a leading FTSE 100 UK Wealth Management company distributing a range of investment and retirement products and financial solutions to a high net worth client base. With funds under management exceeding £160 billion, we offer a comprehensive Training and Development programme.This Associate Wealth Manager role is perfect for ambitious...


  • London, Greater London, United Kingdom AFH Wealth Management Full time

    Wealth Management and Financial Planning ExpertAFH Wealth Management is seeking a seasoned financial planner to join our team as a self-employed or employed adviser.In this role, you will work closely with clients to understand their financial needs and develop tailored solutions to help them achieve their goals.This position offers flexible working...


  • London, Greater London, United Kingdom Enver Wealth Management Ltd. Full time

    Enver Wealth Management Ltd. is committed to helping talented individuals achieve their career goals as Trainee Financial Advisors. With our comprehensive training program and competitive compensation package, you can develop a successful career in wealth management. Our goal is to empower you with the skills and knowledge necessary to excel in this field...


  • London, Greater London, United Kingdom Skybound Wealth Management Full time

    Wealth Management Business OpportunityAt Skybound Wealth Management, we are seeking a highly skilled Business Development Executive to join our team. This role offers a unique chance to build a new career in wealth management and provide exceptional service to high net worth expat clients.The main focus of this position is to strategically target and...


  • London, Greater London, United Kingdom LOM Financial Group - Wealth Management Full time

    Job OverviewWe are seeking an experienced Financial Wealth Manager to join our team at LOM Financial Group - Wealth Management.


  • London, Greater London, United Kingdom Skybound Wealth Management Full time

    Job OverviewSkybound Wealth Management is seeking a talented Business Development Manager to join our team. As a Business Development Manager, you will play a crucial role in driving business growth and revenue expansion.Main ResponsibilitiesTo identify and pursue new business opportunities and lead generationTo develop and maintain relationships with key...


  • London, Greater London, United Kingdom Enver Wealth Management Ltd. Full time

    Salary and BenefitsThe estimated annual salary for this role is £27,500, depending on experience.We provide an estimated salary of £25,000 - £30,000 per year, depending on experience.Enver Wealth Management offers both employed and self-employed positions for the right candidates.


  • London, Greater London, United Kingdom Tanager Wealth Management Full time

    We are seeking a highly organized and detail-focused individual to join our client services team as a Client Services Associate. This role requires a strong understanding of financial services, including AML & KYC, and the ability to work effectively in a fast-paced environment.About the RoleAs a Client Services Associate, you will be responsible for...


  • London, Greater London, United Kingdom Tanager Wealth Management Full time

    We Are GrowingTanager Wealth Management is a fast-growing business that provides financial planning and investment management services to Anglo-American households in the UK and the USA. We specialize in helping transatlantic families and US-connected people with diverse financial planning, investment management, and tax needs.About the RoleThis role...


  • London, Greater London, United Kingdom Enver Wealth Management Ltd. Full time

    About Enver Wealth Management Ltd.At Enver Wealth Management Ltd., we pride ourselves on providing comprehensive financial solutions to individuals and families. Our experienced team of financial planners works closely with clients to understand their unique needs and goals.We are currently seeking a Financial Advisor to join our team in Kingsway, London....


  • London, Greater London, United Kingdom Hoxton Wealth Full time

    OverviewHoxton Wealth is a leading provider of wealth management services, offering a unique opportunity for individuals to build a rewarding career in this field.The company provides comprehensive training and support to ensure success in the role, with a focus on developing resilience, determination, and ambition.


  • London, Greater London, United Kingdom LOM Financial Group - Wealth Management Full time

    Company OverviewLOM Financial Group is a prominent, full-service investment firm based in Bermuda, with affiliations in the Cayman Islands and the Bahamas. Our organization boasts a significant global presence, with offices in the Bahamas, Grand Cayman, and the UK.Salary and BenefitsThe compensation package for this position is highly competitive, ranging...


  • London, Greater London, United Kingdom AFH Wealth Management Full time

    Career OpportunityA highly rewarding opportunity exists for a skilled financial advisor to work independently or employed with our forward-thinking financial services provider.As a key member of our team, you will be responsible for developing personalized financial solutions for our valued clients, leveraging your expertise to foster long-term relationships...


  • London, Greater London, United Kingdom LOM Financial Group - Wealth Management Full time

    Key ResponsibilitiesAn experienced Wealth Creation Advisor will be responsible for providing expert financial advice and planning, including investments, banking products, and credit, to our international clientele.Salary InformationThe estimated annual salary range for this role is $150,000 - $400,000+, commensurate with experience and assets under...


  • London, Greater London, United Kingdom Hoxton Wealth Full time

    About Hoxton WealthWe are a leading wealth management company dedicated to providing exceptional financial services. Our team is passionate about helping clients achieve their goals and secure their financial futures.


  • London, Greater London, United Kingdom Apollo Private Wealth Full time

    Unlock Your Potential as a Wealth AdviserYour career is our top priority, and we're committed to helping you excel in the wealth management industry. If you have an entrepreneurial spirit, unwavering drive, and a strong motivation to develop your business, you might be the ideal candidate for this role.We offer extensive experience in developing individuals...