Internal Audit Specialist

1 month ago


London, Greater London, United Kingdom Illinois CPA Society Full time

Internal Audit – Front Office Controls – Investment Banking

Our client, a leading investment bank, is seeking a seasoned internal auditor to join their team. The ideal candidate will possess a strong background in professional services and a deep understanding of investment banking products.

Key responsibilities:

  1. Conduct periodic reviews of investment banking products and thematic reviews to ensure effective control design and operating effectiveness.
  2. Develop and maintain productive relationships with senior front office management to ensure they understand their risks and have controls in place to manage those risks.
  3. Challenge and review operational risk and control self-assessments to ensure they are accurate and effective.
  4. Review the resolution of identified issues and ensure that actions taken are suitable and sustainably implemented.
  5. Collaborate with the front office supervisor team to provide opinions and views on the status of controls in various asset classes.

Key requirements:

  1. ACCA/CIMA/ACA qualified.
  2. Strong understanding of investment banking products and markets.
  3. Knowledge of modern governance, risk, and control assessment techniques.
  4. Experience in front office supervisor roles, COO roles, internal audit, operational risk management, or related disciplines in the financial services industry.
  5. Excellent communication and negotiation skills.
  6. Strong organizational, planning, and project management abilities.
  7. Full understanding of key market, credit, and operational risks operating across each main asset class.


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