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1 month ago
Internal Audit – Front Office Controls – Investment Banking
Our client, a leading investment bank, is seeking a seasoned internal auditor to join their team. The ideal candidate will possess a strong background in professional services and a deep understanding of investment banking products.
Key responsibilities:
- Conduct periodic reviews of investment banking products and thematic reviews to ensure effective control design and operating effectiveness.
- Develop and maintain productive relationships with senior front office management to ensure they understand their risks and have controls in place to manage those risks.
- Challenge and review operational risk and control self-assessments to ensure they are accurate and effective.
- Review the resolution of identified issues and ensure that actions taken are suitable and sustainably implemented.
- Collaborate with the front office supervisor team to provide opinions and views on the status of controls in various asset classes.
Key requirements:
- ACCA/CIMA/ACA qualified.
- Strong understanding of investment banking products and markets.
- Knowledge of modern governance, risk, and control assessment techniques.
- Experience in front office supervisor roles, COO roles, internal audit, operational risk management, or related disciplines in the financial services industry.
- Excellent communication and negotiation skills.
- Strong organizational, planning, and project management abilities.
- Full understanding of key market, credit, and operational risks operating across each main asset class.
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