Regulatory Leadership Opportunity in Financial Markets
3 weeks ago
At ING, we're committed to empowering people to stay a step ahead in life and business. Our vision is built on the Orange Code, a global manifesto that guides our actions and decisions.
The Head of Regulation role within our Financial Markets team is a key position that requires a seasoned professional with expertise in regulatory affairs and advice. As a leader, you'll be responsible for providing strategic guidance to our UK Financial Markets Front Office, ensuring compliance with relevant regulations and maintaining a strong risk management framework.
This exciting opportunity offers a chance to join a dynamic team and contribute to the success of our organization. With your extensive experience in front-office financial markets and regulatory affairs, you'll be well-equipped to drive change and advocate for the interests of ING FM.
Your primary duties will include partnering with the Financial Markets business to provide regulatory support and insights, leading the UK Front Office Supervision & Conduct Risk Office, and driving the implementation of control and conduct requirements within FM UK. You'll also maintain an interest in developing knowledge of non-financial risk (NFR) Management governance and processes, and translate NFR requirements into day-to-day FM practices.
We're seeking an individual with 10+ years of experience in front-office financial markets and/or regulatory affairs/advice, as well as strong knowledge of compliance and financial markets. If you're passionate about regulatory leadership and eager to make a meaningful impact, this role may be the perfect fit for you.
In terms of compensation, we offer a competitive salary package that reflects your skills and experience. The estimated salary for this role is approximately £120,000-£180,000 per annum, depending on your qualifications and background.
We believe in fostering a collaborative culture that encourages innovation and growth. As part of our team, you'll have access to various benefits, including training and development opportunities, flexible working arrangements, and a comprehensive rewards program.
-
Financial Markets Reporting Leader
3 weeks ago
London, Greater London, United Kingdom InterQuest Financial Markets Full timeJob OverviewWe are seeking a highly skilled Statutory Reporting and Audit Manager to lead our consolidated statutory financial statements and oversee audit delivery under tight deadlines.This role involves delivering consolidated and standalone financial statements under IFRS and Local GAAP for our group entities.Audit Leadership: Handle audit queries and...
-
Regulatory Expert: Financial Markets Oversight
4 weeks ago
London, Greater London, United Kingdom Financial Conduct Authority Full timeWe are seeking a highly skilled Regulatory Expert to join our team at the Financial Conduct Authority (FCA). In this role, you will play a critical part in ensuring the integrity of the UK's financial markets.Job SummaryThis Senior Associate – Regulatory position is responsible for overseeing regulated firms and preventing harm to consumers and the broader...
-
Senior Financial Leadership Position
3 weeks ago
London, Greater London, United Kingdom InterQuest Financial Markets Full timeJob DescriptionInterQuest Financial Markets is delighted to be recruiting a highly skilled Finance Manager to join our team. Based in Central London, this role offers a competitive salary and industry-leading benefits.The successful candidate will be responsible for financial reporting, controls, and analysis. Working closely with senior finance...
-
Financial Markets Manager
3 weeks ago
London, Greater London, United Kingdom InterQuest Financial Markets Full time**Company Overview:**InterQuest Financial Markets, a leading global player in the financial sector, is seeking an experienced EMEA Payroll Manager to join their team in Central London. This role offers a competitive salary, bonus, and car allowance, as well as industry-leading benefits.
-
Leading Financial Regulatory Lawyer
4 weeks ago
London, Greater London, United Kingdom CMC Markets Full timeCMC Markets is a leading online financial trading business that has been operating since 1989. With offices and branches in 13 countries, we offer a unique opportunity for a talented lawyer to join our global team.As a Legal Counsel at CMC Markets, you will be part of a full-service legal team that provides advice on capital markets, trading-related, and...
-
Senior Financial Reporting Specialist
1 month ago
London, Greater London, United Kingdom InterQuest Financial Markets Full timeStatutory Reporting and Audit LeadershipWe're seeking a seasoned Group Audit and Reporting Manager to oversee the delivery of consolidated and standalone financial statements under IFRS and Local GAAP for our group entities.As a Senior Financial Reporting Specialist, you will lead audit queries and coordinate group audits within tight timeframes, ensuring...
-
Financial Regulatory Investigator
3 weeks ago
London, Greater London, United Kingdom Financial Conduct Authority Full timeThe Financial Conduct Authority (FCA) is a UK-based financial regulatory body responsible for maintaining fair and competitive markets.This role involves working with the FCA's specialist team to reduce harm arising from non-compliant financial promotions, unauthorized activity, and high-risk investments.Key responsibilities include:Building up intelligence...
-
Regulatory Finance Leadership Position
3 weeks ago
London, Greater London, United Kingdom KPMG Full timeThe RoleKPMG is seeking a highly experienced Regulatory Finance Director to provide senior leadership to our Regulatory Finance team. The successful candidate will contribute to the management of our Infrastructure Power & Utilities business as part of our senior management leadership group.Key ResponsibilitiesProviding senior leadership to our c10 people...
-
Financial Markets Regulatory Expert
3 weeks ago
London, Greater London, United Kingdom Bloomberg Full timeCompliance OpportunityWe are looking for a talented Financial Markets Regulatory Expert to join our team in London. In this role, you will provide expert advice on regulatory matters and help us navigate the complex world of financial regulations.Key ResponsibilitiesProvide advisory compliance guidance on all applicable FCA rules for 'service companies',...
-
Financial Markets Specialist
2 weeks ago
London, Greater London, United Kingdom Randstad Financial & Professional Full time**Job Overview**Randstad Financial & Professional is seeking a skilled Financial Markets Specialist to join its team. This role will be responsible for managing client relationships, executing trades, and contributing to the firm's revenue growth.**Key Responsibilities:**Client Management: Build and maintain strong relationships with institutional and...
-
Senior Regulatory Lead for Financial Markets
4 weeks ago
London, Greater London, United Kingdom ING Full timeAbout INGING is a global financial institution that empowers people to stay ahead in life and business. Our purpose is to enable our customers, communities, and employees to thrive in an ever-changing world.Job DescriptionAs Senior Regulatory Lead for Financial Markets, you will play a crucial role in ensuring the bank's compliance with regulatory...
-
Senior Legal Counsel for Financial Markets
3 weeks ago
London, Greater London, United Kingdom CMC Markets Full timeAbout CMC MarketsCMC Markets is a leading online financial trading business with a global presence. Established in 1989, the company has grown to serve retail and institutional clients through regulated offices and branches in 13 countries.The company offers an award-winning online and mobile trading platform, enabling clients to trade up to 10,000 financial...
-
London, Greater London, United Kingdom Northern Trust Corporation Full timeAbout Northern TrustNorthern Trust Corporation is a leading financial institution with over 130 years of experience, providing innovative financial services to the world's most successful individuals, families, and institutions.Capital Markets Regulatory Risk and Oversight Manager Role SummaryThis senior role reports to the Capital Markets CAO and leads a...
-
Market Risk Analyst Leader
3 weeks ago
London, Greater London, United Kingdom CMC Markets Full timeRisk Management Career Opportunity: Senior Risk Management Specialist - CMC MarketsAbout the PositionThis role presents a unique opportunity to take on a challenging leadership position within CMC Markets' Risk Team. As a Market Risk Analyst Leader, you will oversee the development and implementation of risk management strategies, working closely with...
-
Financial Markets Expert
3 weeks ago
London, Greater London, United Kingdom RCQ Associates - Financial Markets Specialists Full timeRCQ Associates - Financial Markets Specialists is a leading credit rating agency looking to grow its Fund Finance team in London.The ideal candidate will have a background in Structured Finance, Fund Finance, Leveraged Finance, Project Finance, or Infrastructure Finance with strong experience in financial modelling and excellent analytical skills.A salary of...
-
Regulatory Compliance Specialist
2 weeks ago
London, Greater London, United Kingdom Regulatory Affairs Professionals Society Full timeJob DescriptionAs a Regulatory Affairs Manager at Prinova Europe, you will oversee regulatory strategy for the organisation, providing leadership and guidance to the business on regulatory matters for food, feed and personal care activity in the UK and other markets where Prinova Europe and Prinova Solutions Europe operates.This role involves ensuring...
-
Regulatory Associate
4 weeks ago
London, Greater London, United Kingdom Addleshaw Goddard Full timeAbout the RoleWe are seeking a highly skilled Financial Regulation Lawyer to join our London Team, working closely with Partners and clients across the UK and internationally.The successful candidate will be part of a team of financial regulatory specialists with extensive experience in advising banks, building societies, investment firms, financial market...
-
Regulatory Associate
1 month ago
London, Greater London, United Kingdom Financial Conduct Authority Full timeAbout the RoleThe Financial Conduct Authority is seeking a highly skilled Regulatory Associate to join its team.This is an exciting opportunity to work in a dynamic and innovative environment, where you will be responsible for supervising investment banking groups and identifying risks.You will have the chance to engage with senior management, internal...
-
Regulatory Change Expert
3 weeks ago
London, Greater London, United Kingdom Capco Full timeCompany OverviewCapco is a global technology and business consultancy, focused on the financial services sector. We are passionate about helping our clients succeed in an ever-changing industry.Job DescriptionWe are currently looking to recruit Consultants and Senior Consultants who can make a significant contribution to the Capital Markets Regulatory...
-
Regulatory Risk Analyst
3 weeks ago
London, Greater London, United Kingdom Bruin Financial Full timeJob DescriptionBruin Financial is seeking a skilled Regulatory Risk Analyst to join their team in London. This role will involve providing transparency and assurance to the Risk Management department through accurate and timely regulatory reporting.Key Responsibilities:Prepare and submit regulatory returns for BoE, FCA, and PRA, ensuring accuracy and...