Audit Assurance Specialist

5 days ago


Leeds, Leeds, United Kingdom RSM UK Full time
Unlock Career Opportunities in Financial Services Risk Assurance

We are seeking a highly skilled Audit Assurance Specialist to join our Financial Services Risk Assurance team. As a key member of the team, you will play a vital role in delivering high-quality audit and risk assurance services to our clients.

About the Role
  • This is an exciting opportunity for a motivated individual to develop their skills and expertise in financial services risk assurance.
  • You will work closely with our client management team to deliver internal audit and risk assurance services to a portfolio of financial services clients.
ResponsibilitiesStaff Management
  • Resource planning to ensure all client engagements are adequately resourced in a timely manner.
  • Providing bespoke training programmes for junior staff.
  • Quality assurance reviews of internal audit files and reports.
Financial
  • Manage internal audit contracts and individual reviews in line with agreed budgets.
  • Billing, invoicing, and recovery management.
Business Development
  • Assist the Partner in business development initiatives, including being involved in tender presentations and visits to target clients and networking at various events to build the RSM brand.
Requirements

The ideal candidate will have extensive practical experience of working in an equivalent position in a professional services firm or large in-house function within industry. You should be technically proficient in executing and leading audits in accordance with IIA standards and the standards on effective audit in financial services across several areas, including:

  • Regulatory reporting (COREP/FINREP)
  • Client Money and Assets (CASS)
  • CRD IV
  • MIFID II
  • Recovery & Resolution Planning (RRP)
  • ICAAP and Pillar 3 reporting Senior Managers & Certification Regime
  • FCA Systems and Controls – especially in relation to Compliance and Risk Management Frameworks
  • Governance
  • Conduct Risk Management

You should also have extensive experience of working in different financial services sectors, such as insurance, banking, alternative finance/lending, FX trading, investment management and funds, asset management, broker/dealers and prop traders, and investment banking and stockbroking.

With a strong understanding of the financial services industry and its regulatory landscape, you will be able to provide expert advice and guidance to clients. Your excellent communication and interpersonal skills will enable you to build strong relationships with clients and colleagues alike.

We offer a competitive salary of £70,000 - £90,000 per annum, depending on experience, plus a range of benefits including pension scheme, annual leave, and opportunities for career development.

If you are a motivated and ambitious individual looking to advance your career in financial services risk assurance, please apply now.


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