Compliance Associate

Compliance Associate - Junior Client Onboarding & KYC OfficerWe are seeking a highly motivated and detail-oriented Compliance Associate to join our team as a Junior Client Onboarding & KYC Officer. This is an excellent opportunity to begin a compliance career in a responsible and broad role with an exciting FinTech business that has seen significant growth...

Job Title: Compliance and KYC AssociateJob Summary: We are seeking a highly motivated and detail-oriented Compliance and KYC Associate to join our team. The successful candidate will assist with all new client onboarding requirements and documentation, ensuring compliance with regulatory and legal requirements.Key Responsibilities:Assist with onboarding new...

Are you a recent graduate seeking a challenging role in financial services? We have an exciting opportunity for a Graduate Trainee Compliance/KYC Associate to join our team.As a Graduate Trainee Compliance/KYC Associate, you will assist with onboarding new clients, agents, and distributors, performing all relevant checks on at the client on-boarding stage as...

Senior Compliance Monitoring AssociateWe are seeking a highly skilled Senior Compliance Monitoring Associate to join our collegiate and dynamic compliance Monitoring team. Reporting to the Senior Compliance Assurance Manager, duties will include:Assist in the delivery of the annual compliance monitoring programme by undertaking agreed monitoring activities...

Compliance Monitoring RoleWe are seeking a Senior Compliance Monitoring Associate to join our team. The successful candidate will have at least 2 years of compliance monitoring experience with a wealth management firm or a retail financial advice firm.The role involves assisting in the delivery of the annual compliance monitoring programme, identifying...

Job Title: Compliance and KYC Graduate Trainee AssociateJob Summary: We are seeking a highly motivated and detail-oriented Graduate Trainee to join our Compliance team as a Compliance and KYC Graduate Trainee Associate. In this role, you will assist with all new client onboarding requirements and documentation, ensuring compliance with relevant regulations...

Job Summary:We are seeking a highly skilled Compliance Officer to join our team at Compliance Professionals. The successful candidate will be responsible for ensuring adherence to regulatory requirements and internal policies, monitoring and assessing the effectiveness of compliance controls and procedures, and identifying and reporting compliance risks and...

Senior Compliance Monitoring Associate RoleWe are seeking a Senior Compliance Monitoring Associate to join our dynamic compliance monitoring team. The ideal candidate will have at least 2 years of experience in compliance monitoring within the wealth management or retail financial advice sectors.Key responsibilities include:Delivering the annual compliance...

Compliance Manager Job DescriptionWe are seeking a highly skilled Compliance Manager to join our team at Compliance Professionals. The successful candidate will be responsible for assessing the Bank's existing information security control environment, identifying potential control gaps, and developing a strategy for enhancement to manage risks in line with...

Job DescriptionA career opportunity has arisen for an experienced Compliance Officer to join our team at Compliance Professionals. The ideal candidate will have a strong background in financial services, preferably in investment and life protection.About the RoleWe are seeking a highly motivated individual to oversee the compliance function within our...

AJ FOX COMPLIANCE – A Global Law FirmWe are seeking a highly skilled Risk Contracts Lawyer to join our dynamic team in London. This role supports fellow risk management professionals in maintaining the firm's legal and regulatory compliance, whilst mitigating emerging risks associated with procurement.Key Responsibilities:Ensure the firm's compliance with...

Exciting Opportunity for a Risk Contracts LawyerWe are seeking a highly skilled and experienced Risk Contracts Lawyer to join our team at AJ Fox Compliance in London. As a key member of our global law firm, you will play a crucial role in maintaining our legal and regulatory compliance, while mitigating emerging risks associated with procurement.Key...

Senior Compliance Monitoring AssociateWe are seeking a highly skilled Senior Compliance Monitoring Associate to join our team. The ideal candidate will have at least two years of experience in compliance monitoring, with a focus on wealth management and retail financial services.Key Responsibilities:Deliver high-quality compliance monitoring activities and...

Senior Compliance Monitoring Associate – A Key Role in Our Compliance TeamWe are seeking a highly skilled Senior Compliance Monitoring Associate to join our dynamic compliance team. As a key member of the team, you will be responsible for delivering the annual compliance monitoring programme, identifying control gaps and weaknesses, and proposing viable...

At Sovos, we offer a unique opportunity for career-minded professionals to achieve success while bringing their best selves to work each day.We operate on the leading edge of digital technology, working to improve lives and communities through our commitment to Solve Tax for Good. Our global company provides a supportive environment where employees can...

Job OverviewAJ FOX COMPLIANCE, a leading International Law Firm, is seeking an experienced Strategic Compliance Officer to join their Risk and Compliance team.The role involves providing expert guidance on regulatory risk and compliance matters, including conflicts and anti-money laundering (AML), to support senior management in managing professional risks...

Job Title: Senior Compliance Monitoring AssociateJob Reference: 4047G2Salary: £60K - £65K + Good Benefits Hybrid (West End)We are seeking a Senior Compliance Monitoring Associate to join our client's dynamic compliance monitoring team. Reporting to the Senior Compliance Assurance Manager, the successful candidate will be responsible for:Assisting in the...

Company OverviewWe are a global banking group, offering Corporate/Private Banking and Asset Management services in the UK market.About the RoleThis is an exciting opportunity to join our team as a Regulatory Affairs Specialist in the Compliance Monitoring department. As a key member of our team, you will play a vital role in ensuring adherence to regulatory...

Compliance Associate OpportunityFinitas is partnering with a specialty insurance company to find a talented Compliance Associate to join their team on a 12-month fixed-term contract basis.Key Responsibilities:Assist with the onboarding and monitoring of intermediaries.Analyse data and produce management information.Coordinate initiatives and support...

We are delighted to partner with a leading multi-strategy hedge fund to hire a Compliance Associate. This role will report directly into the Chief Compliance Officer (CCO).This position is a key contributor in the day-to-day running of the compliance program and will be involved in refining, improving, and augmenting it as the organization grows.Key...