Digital Asset Compliance Specialist

24 hours ago


London, Greater London, United Kingdom GFO-X Full time
Company Overview:
GFO-X is a UK-based regulated and centrally cleared trading venue dedicated to digital asset derivatives. We offer a unique platform for large global institutional participants seeking a regulated, institutional-grade trading environment for bitcoin index futures and options.

Job Description:
We are seeking a Junior Market Surveillance Analyst to join our team in London. This role will be responsible for real-time market monitoring, timely analysis of alerts escalated by Nasdaq MTS surveillance tool, and performing ad-hoc reviews and screening of trading activity. The successful candidate will maintain relationships with Compliance Coverage teams and relevant Business Units, work with Technology teams and/or vendors in developing new tools and Surveillance controls, handle day-to-day inquiries from Participants, and conduct certification and conformance tests for new participants.

Key Responsibilities:
  • Trade Surveillance: Real-time market monitoring, timely analysis of alerts, and performing ad-hoc reviews.
  • Regulatory Inquiries: Preparing materials for internal investigation, assisting the Legal and Compliance team, and ensuring the Regulatory Inquiry system/tool is up-to-date and accurate.

Requirements:
  • 2-3 years of relevant work experience in the financial services industry or relevant internships.
  • Exposure to one or more asset classes such as Equities Derivatives/FI/Commodities/FX/Digital Assets.
  • High attention to detail and strong analytical and investigative skills.
  • Ability to multitask and handle multiple compliance reviews and projects at the same time.
  • Familiarity with electronic trading markets or the securities industry is advantageous.

Salary:£45,000 per annum, depending on experience.

Benefits:GFO-X offers competitive benefits, including a salary range of £40,000 to £60,000 per annum, based in London and reporting directly into the Head of Market Surveillance.

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