Financial Compliance Professional
1 week ago
Key Responsibilities:
- Assist with regulated recruitment processes, including application, referencing, and certification of regulated individuals.
- Support effective delivery and ongoing monitoring of Training and Competence within the business.
- Collate relevant information pertaining to client rights under data protection legislation.
- Complete third-party due diligence to support various compliance processes.
Additional Responsibilities:
- Communicate effectively with clients, candidates, and internal stakeholders, both verbally and in writing.
- Ensure all regulatory and internal requirements relevant to the role are satisfactorily adhered to in a timely manner.
-
Financial Planning Professional
1 week ago
Stoke Pound, United Kingdom AFH Wealth Management Full timeAt AFH Wealth Management, we're seeking a skilled Financial Planning Professional to join our team. As a key member of our advisory firm, you'll play a vital role in delivering comprehensive financial research and reports to our clients.The ideal candidate will have a strong background in personal financial planning, with experience working in an IFA...
-
Financial Planning Advisor
4 weeks ago
Stoke Pound, United Kingdom AFH Wealth Management Full timeEstablish a fulfilling career as a Financial Planning Administrator with AFH Wealth Management, one of the UK's leading independent financial advisory and wealth management firms.We are seeking a dedicated and customer-focused individual to join our team as a Desk-Based IFA. As a key member of our team, you will play a crucial role in delivering exceptional...
-
Compliance Administrator
2 weeks ago
Stoke Pound, United Kingdom CV-Library Full timeCompliance Administrator An opportunity to join AFH Wealth Management, one of the UK’s leading independent financial advisory and wealth management firms. We are looking for individuals who wish to grow with us as a business and support our strong growth plans, with hybrid working. This is a full-time permanent...
-
Bromsgrove Financial Advisor
6 days ago
Stoke Pound, United Kingdom Premier Jobs UK Full timeAbout the RoleWe are seeking a skilled Financial Adviser to join our team in Bromsgrove. As a Financial Adviser, you will conduct in-depth annual reviews of clients' financial circumstances, reviewing current arrangements and identifying future objectives. All advice should meet compliance and T&C requirements.Key ResponsibilitiesProvide ongoing annual...
-
Junior Financial Advisor
1 month ago
Stoke Pound, United Kingdom CV-Library Full timeThis employed, Financial Adviser job in Bromsgrove is ideal for a Diploma qualified individual keen to develop as a Financial Adviser You will be providing ongoing annual servicing to their existing clients for their financial planning needs. This enables you to maintain and build client relationships, whilst also giving opportunity to spot new business...
-
Trainee Financial Advisor
3 days ago
Stoke Pound, United Kingdom CV-Library Full timeThis employed, Financial Adviser job in Bromsgrove is ideal for a Diploma qualified individual keen to develop as a Financial Adviser You will be providing ongoing annual servicing to their existing clients for their financial planning needs. This enables you to maintain and build client relationships, whilst also giving opportunity to spot new business...
-
Financial Adviser
3 months ago
Stoke Pound, United Kingdom CV-Library Full timeIndependent Financial Adviser - Desk Based AFH Wealth Management is proud to be one of the UK’s leading independent financial advisory and wealth management firms. We believe that our success starts with our people. If you are determined to succeed and eager to take on new challenges, you’ll find a variety of exciting career...
-
Financial Analyst
1 week ago
Stoke Pound, United Kingdom AFH Wealth Management Full timeAbout AFH Wealth ManagementWe are a leading independent financial advisory and wealth management firm in the UK. Our success is driven by our talented team, and we are now seeking a skilled Management Accountant to join our Finance department.Job Description:The successful candidate will be responsible for providing day-to-day support to the management...
-
Financial Services Coordinator
6 days ago
Stoke Pound, United Kingdom AFH Wealth Management Full timeAbout Our CompanyAt AFH Wealth Management, we believe our success starts with our people.Job RequirementsTo succeed in this role, you will need a Diploma in Financial Planning, knowledge of personal financial planning, and experience in an IFA environment.Aptitude in Microsoft Office is also essential.Strong communication and problem-solving skills are...
-
Financial Analysis Specialist
3 days ago
Stoke Pound, United Kingdom AFH Wealth Management Full timeAbout AFH Wealth Management">We are a dynamic and innovative financial services company dedicated to delivering exceptional results and unparalleled client satisfaction.">Job Description:">Salary: The successful candidate can expect a competitive salary ranging from £45,000 to £55,000 per annum, depending on experience.">Responsibilities:">Provide...
-
Management Accountant
1 week ago
Stoke Pound, United Kingdom AFH Wealth Management Full timeAbout AFH Wealth ManagementWe are a leading financial advisory and wealth management firm committed to excellence in our field. As a key member of our Finance team, you will play a critical role in supporting the preparation and presentation of financial reports and ensuring the accuracy of our financial records.Job Description:The ideal candidate will...
-
Financial Services Administrator
3 weeks ago
Stoke Pound, United Kingdom AFH Wealth Management Full timeKey ResponsibilitiesThe successful candidate will be responsible for ensuring that all financial transactions are accurately processed and recorded, in line with regulatory requirements.The role involves:Managing commission statements and chasing outstanding paymentsPreparing and distributing reports to stakeholdersCoordinating with internal teams to ensure...
-
Corporate Accounting Professional
1 week ago
Stoke Pound, United Kingdom AFH Wealth Management Full timeAbout AFH Wealth ManagementWe are a respected financial services provider in the UK, dedicated to delivering exceptional results for our clients. As a key member of our Finance team, you will contribute to the preparation and presentation of financial reports, ensuring the accuracy and integrity of our financial records.Job Description:This exciting...
-
Stoke Pound, United Kingdom Premier Jobs UK Full time**The Perfect Candidate:**We are seeking a skilled Mortgage & Protection Adviser to join our team at Premier Jobs UK. As a key member of our financial planning division, you will be responsible for providing expert advice to clients on their mortgage and protection needs, while maintaining a strong focus on delivering exceptional customer service.The ideal...
-
Mortgage and Financial Solutions Expert
5 days ago
Stoke Pound, United Kingdom Premier Jobs UK Full time**Job Overview:**Premier Jobs UK is seeking a skilled Mortgage & Protection Adviser to join our team. As a key member of our financial planning division, you will play a crucial role in providing expert advice to clients on their mortgage and protection needs.The ideal candidate will have experience as a Mortgage Adviser with CAS status, hold full CeMAP or...
-
Senior Civil Engineer
5 days ago
Stoke Pound, United Kingdom Advance TRS Full timeAbout the Role: Our client is seeking Senior Civil Engineers to join their dynamic UK design team. You'll be responsible for delivering civil design projects for the water industry, working on multidisciplinary teams. As a key member of the team, you'll have the opportunity to take on new challenges, develop your skills, and contribute to the company's...
-
Financial Services Professional
4 days ago
Bradley Stoke, United Kingdom Talent Finder Full timeTalent Finder is seeking a highly motivated Financial Services Professional to join our team. As an Independent Financial Adviser, you will work with clients to provide personalized financial guidance and help them achieve their long-term goals.Job DescriptionAs a Financial Services Professional, your role will involve:Providing expert financial advice to...
-
Wealth Management Specialist
1 week ago
Stoke Pound, United Kingdom AFH Wealth Management Full timeWe're recruiting a Wealth Management Specialist to support our efforts in providing expert financial guidance to our clients. This role involves participating in and delivering comprehensive financial research, preparing bespoke investment reports, and contributing to technical and regulatory development.To succeed in this position, you'll need a Diploma in...
-
Investment Operations Administrator
1 month ago
Stoke Pound, United Kingdom CV-Library Full timeInvestment Operations Administrator A fantastic opportunity to join one of the UK’s leading independent financial advisory and wealth management firms. We are looking for those of you who wish to grow with us as a business in our Bromsgrove office with hybrid working opportunities. You will join us on a full-time, permanent basis, and in return, you...
-
Pension Administration Expert
1 week ago
Stoke Pound, United Kingdom AFH Wealth Management Full timeWe're seeking a talented Pension Administration Expert to join our team at AFH Wealth Management. In this role, you'll play a crucial part in preparing and delivering complex financial planning reports and bespoke investment reports to our clients.A Diploma in Financial Planning is essential for this position, along with experience in a similar role and...