Financial Regulatory Professional

Job DescriptionWe are looking for a highly skilled Financial Regulatory Professional to support our client advisory team in regulatory work and client meetings. This role involves participating in regulatory projects, such as annual compliance audits or mock-examinations, and assisting with FCA authorisation applications and other regulatory transactions.The...

The Financial Conduct Authority (FCA) is a UK-based financial regulatory body responsible for maintaining fair and competitive markets.This role involves working with the FCA's specialist team to reduce harm arising from non-compliant financial promotions, unauthorized activity, and high-risk investments.Key responsibilities include:Building up intelligence...

We are seeking a highly skilled Regulatory Expert to join our team at the Financial Conduct Authority (FCA). In this role, you will play a critical part in ensuring the integrity of the UK's financial markets.Job SummaryThis Senior Associate – Regulatory position is responsible for overseeing regulated firms and preventing harm to consumers and the broader...

At Bruin Financial, we are seeking a highly skilled Regulatory Risk Specialist to join our team in London. As a key member of our Risk Management function, you will play a critical role in ensuring the accuracy and completeness of our regulatory returns.Key ResponsibilitiesProvide assurance to Risk Management and the board on the regulatory return process...

About the RoleThe Financial Conduct Authority is seeking a highly skilled Regulatory Associate to join its team.This is an exciting opportunity to work in a dynamic and innovative environment, where you will be responsible for supervising investment banking groups and identifying risks.You will have the chance to engage with senior management, internal...

About UsThe Financial Conduct Authority is a leading financial regulatory body in the UK, responsible for ensuring the integrity and stability of the financial system.

CER Financial, a leading international bank based in the City of London, is looking for a skilled Financial Crime Compliance Professional to join their team.The successful candidate will have excellent knowledge of UK regulations and industry standard tools, with a minimum of 1 year's experience in a Compliance function within banking.Salary: Up to £35,000...

Job DescriptionWe are seeking an experienced Regulatory Reporting BA to join our team. As a key member of our regulatory reporting team, you will play a critical role in ensuring compliance with financial regulations and providing high-quality data to support business decisions.

OverviewWe are seeking a highly skilled Regulatory Affairs Manager to join our team at the Regulatory Affairs Professionals Society. As a key member of our organization, you will be responsible for overseeing regulatory strategy and ensuring compliance within our ingredient agent, brokerage, and solution manufacturing businesses.

At Goldman Sachs, we're a team of specialists responsible for managing the firm's liquidity, capital, and risk. Our professionals measure the profitability of, and risks associated with, every aspect of the firm's business.The Regulatory Controller role is crucial in ensuring that the firm meets all financial control and reporting obligations as a global,...

Career OpportunityWe're seeking a highly skilled Regulatory Oversight Professional to join our team. As a key member of our risk assurance function, you'll be responsible for overseeing systems and controls across our organization, ensuring compliance with regulatory requirements and industry best practices.You'll have a strong knowledge of UK financial...

Job DescriptionBruin Financial is seeking a skilled Regulatory Risk Analyst to join their team in London. This role will involve providing transparency and assurance to the Risk Management department through accurate and timely regulatory reporting.Key Responsibilities:Prepare and submit regulatory returns for BoE, FCA, and PRA, ensuring accuracy and...

About the RoleWe are looking for a highly skilled Senior Regulatory Reporting Specialist to join our team in London. As a key member of our Risk Management department, you will be responsible for preparing and submitting accurate and timely regulatory reports to relevant authorities.Responsibilities:Prepare and submit regulatory returns for BoE, FCA, and...

At InterQuest Solutions, we are seeking a highly skilled Regulatory Reporting Professional to join our finance team in London. This is an exciting opportunity to manage regulatory reporting submissions to the PRA and oversee the regulatory reporting software.About the Role:This key role involves leading the department's day-to-day activities and ensuring...

Job SummaryBruin Financial is seeking a Compliance & Risk Management Professional to join their team in London. This role will involve providing risk management support to the company's Risk Management department.Responsibilities:Provide risk management support to the Risk Management department, including regulatory reporting.Develop and maintain...

We are seeking a highly skilled Regulatory Lawyer to join our team at the Financial Conduct Authority (FCA). As a Regulatory Lawyer, you will play a crucial role in shaping the UK's financial regulatory landscape.About UsThe FCA is responsible for regulating the conduct of nearly 45,000 firms in the UK, ensuring that our financial markets are honest, fair,...

Job Title: Regulatory Accountant ProfessionalJob Description: A reputable bank with a global presence is seeking a Regulatory Accountant to join their Finance team in London. Reporting to the Head of Regulatory Reporting, this person will be responsible for accurate reporting and prudential returns for the Financial Conduct Authority (FCA), Prudential...

About Goldman SachsAt Goldman Sachs, we are a leading global investment banking, securities and investment management firm. Founded in 1869, our mission is to help our clients, shareholders and the communities we serve to grow.The RoleWe are seeking an experienced Regulatory Operations professional to join our team in London. This is an exciting opportunity...

Job SummaryWe are seeking a highly skilled Financial Regulatory Specialist to join our team at Marex Group plc. As a key member of our Operations Regulatory Reporting department, you will be responsible for ensuring the accuracy and timeliness of our regulatory reporting processes.Key ResponsibilitiesMonitor and resolve daily issues related to MiFID...

About UsBDO is an accountancy and business advisory firm that provides advice and solutions to entrepreneurial organisations. We work with high-growth businesses, advising their owners and management teams to navigate the changing world.Our ServicesWe offer a wide range of services, including strategy, operations, and improvement. Our team has in-depth...