Financial Risk Analyst
3 weeks ago
About the Company
We are an Independent Resourcing Consultancy Ltd, dedicated to providing exceptional financial advisory services. Our mission is to deliver outstanding client outcomes through rigorous advice reviews.
Job Description
This role involves conducting comprehensive file reviews for retail investment and pension advice within our UK division. You will prioritize Defined Benefit Transfer advice files and ensure excellent client outcomes through precise advice reviews.
Responsibilities and Duties
- Conduct thorough file reviews for pension and investment advice, focusing on Defined Benefit Transfer cases.
- Provide constructive feedback to advisers/paraplanners to enhance their performance.
- Monitor rework and sign off on completed cases.
- Drive client satisfaction through high-quality advice reviews.
- Manage your diary effectively, prioritizing reviews, especially Pre-sale cases.
- Identify common errors and contribute to root cause analysis.
- Participate in the development of our file review framework.
- Potential involvement in Training & Competence activities, including coaching and annual competence assessments.
Qualifications and Skills
- Necessary qualification: Level 4 Diploma.
- Preferred: AF7 or equivalent pension transfer qualification; candidates working towards this qualification will also be considered.
- Background in IFA or network advantageous.
- Strong technical knowledge and communication skills.
- Essential experience in reviewing Defined Benefit Pension Transfer files.
Salary and Benefits
The estimated salary range for this position is £50,000 - £70,000 per annum, depending on experience. Additionally, we offer a competitive benefits package, including health insurance and retirement plan.
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