Regulatory Excellence Specialist
3 days ago
We are seeking a highly skilled Regulatory Excellence Specialist to play a pivotal role in our commitment to maintaining high standards set by the Financial Conduct Authority (FCA). As a key member of our team, you will be responsible for leading our compliance function and ensuring that we continue to deliver top-notch outcomes for our customers.
About Us
We're a mortgage and insurance network and club, supporting advisers for over 25 years. Founded in 1996, we started life as a lead generation company and have grown into the multi-award-winning network and club we are today. You'll benefit from our wealth of industry experience, premium network and club services and expertise in business growth.
Your Role
The successful candidate will be responsible for overseeing and guiding our Compliance Team, ensuring proactive decision-making and operational efficiency. This will involve providing training and development opportunities to enhance the skills of the team, continuously seeking opportunities to improve client outcomes, and refining our compliance function and control frameworks. You will also be responsible for analyzing management information to identify and mitigate customer and business risks, working closely with key business areas and stakeholders to implement our compliance strategies, and staying updated with industry trends and compliance knowledge.
Requirements
To be successful in this role, you will need to have relevant experience in compliance roles within financial services, ideally in intermediary mortgage and insurance firms. You should have a strong understanding of MCOB, ICOBS, DISP, data protection, and money laundering regulations. We offer a competitive salary of £45k plus profit share bonus. If you're ready to make a significant impact and advance your career in compliance, we want to hear from you.
Benefits
We offer a range of benefits, including a supportive work environment, opportunities for professional development, and a competitive salary package.
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