Asset Management Compliance Strategist
3 weeks ago
**Job Description**
We are seeking a seasoned professional to fill the role of Asset Management Compliance Strategist at Goldman Sachs in London.
This position will be responsible for providing compliance advisory services covering portfolio management, trading, sales, and marketing activity within Goldman Sachs Asset Management International.
The successful candidate will work closely with business partners, Legal and Compliance colleagues to help respond to regulatory requests, train the business in compliance matters, participate in policy updates, and conduct marketing material sign off.
Key Responsibilities:
- Compliance advisory on investing activity and associated governance requirements
- Compliance advisory on global asset management marketing and distribution questions and Asset Management digital strategy
- Compliance advisory on new AM fund launch projects
- Preparation, organization, and delivery of compliance trainings
Requirements:
- 5+ years experience in asset management Compliance
- Risk and control focused individual with excellent judgment
- Knowledge of investment instruments, including derivatives
- General compliance knowledge and familiarity with FCA regulations, MiFID, UCITS, and AIFM Directives
Compensation: The estimated salary for this role is £120,000 - £180,000 per annum, depending on experience.
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