Compliance Project Lead

Compliance Team LeadA strategic leadership role within AJ FOX COMPLIANCE, overseeing the client onboarding process and ensuring all CDD checks and regulatory requirements are met.Key Responsibilities:Supervise CDD checks across a diverse range of clientsLead conflict-checking processes and identify potential issuesCollaborate with senior leadership on...

About AJ FOX COMPLIANCEWe are seeking an experienced Compliance Manager to lead our risk and compliance team.As the Compliance Manager, you will oversee the client onboarding process, ensuring all CDD checks and regulatory requirements are met.Key ResponsibilitiesSupervise and manage CDD checks across various clients.Lead the conflict-checking process and...

About AJ FOX COMPLIANCEOur London-based law firm is seeking an experienced Compliance Team Lead to oversee our risk and compliance team. As a Risk and Compliance Professional, you'll be responsible for ensuring all CDD checks and regulatory requirements are met. You'll lead a team of compliance professionals, driving performance, providing mentorship, and...

This is an exciting opportunity for a seasoned compliance professional to lead our firm's global Compliance function at Compliance Wise.Lead the development and implementation of a comprehensive Compliance strategy.Ensure continued compliance with all legal and regulatory requirements.Promote a culture of compliance throughout the organization.Manage a team...

Job Title: Senior Wealth Management Compliance SpecialistJob Summary: We are seeking a highly skilled Senior Wealth Management Compliance Specialist to join our team at Compliance Professionals. As a Senior Wealth Management Compliance Specialist, you will be responsible for leading the onboarding process for wealth management clients, ensuring compliance...

About the RoleWe are seeking a skilled Regulatory Compliance Specialist to join our team at Compliance Professionals.Job SummaryThe ideal candidate will have at least 5 years' experience in Compliance or Operations within financial services, preferably fund management and/or discretionary management environment. Strong appreciation of Compliance and...

We are seeking a seasoned Project Leader to join our multidisciplinary consultancy as a Lead Principal Landscape Architect.Company OverviewOur client is a large consultancy with offices throughout the UK and overseas, offering a wide range of projects in various sectors.Salary and BenefitsA competitive salary of £45 - £55K per annum, alongside a generous...

Job DescriptionCompliance Professionals is seeking a highly skilled Regulatory Compliance Specialist to join our team.About the RoleThis exciting opportunity allows you to utilize your expertise in regulatory compliance to provide comprehensive advice on requirements and interpret complex regulatory changes. You will work closely with key stakeholders,...

Leading Compliance ProfessionalsA Career Opportunity at Our Organisation:Job SummaryWe are seeking a highly skilled and experienced Compliance Program Manager to join our team. This is a unique opportunity to work with a leading global commodities organisation, assisting with managing a small team and working 4 days in the office.Key Responsibilities:Ensure...

Job SummaryWe are seeking an experienced Regulatory Compliance Expert to join our team at Compliance Professionals. This role will involve ensuring adherence to statutory and regulatory provisions, monitoring regulatory developments, and maintaining the Compliance Monitoring Programme.Key ResponsibilitiesEnsure compliance with FCA, LME, LME Clear, NFA, and...

Job OverviewWe are seeking a seasoned Compliance Expert to lead our risk and compliance team at AJ FOX COMPLIANCE in London. This is an exceptional opportunity for a compliance professional with a passion for financial crime prevention, client onboarding, and team leadership.The successful candidate will oversee the client onboarding process, ensuring all...

About the Role:Compliance Professionals seeks a skilled Compliance Officer - Financial Markets to join our team. The ideal candidate will have experience in a trade monitoring/trade surveillance function in a trading, brokerage, gambling or banking environment.Key Responsibilities:Develop and implement daily alert review and escalation processes for MAR...

Company Overview:We are seeking a skilled Compliance Manager to join our team at a leading global commodities organisation. This role will play a crucial part in managing a small team and providing 4 days of on-site support.Key Responsibilities:Ensure adherence to all applicable regulatory obligations, particularly those of the FCA, LME, NFA, and CFTC.Stay...

Job Title: Junior Risk and Compliance AnalystAbout the RoleWe are seeking a highly motivated and enthusiastic individual to join our team as a Junior Risk and Compliance Analyst at AJ FOX Compliance in London.Key ResponsibilitiesSupport fee earners and various business functions in anti-money laundering, sanctions, general conflicts, and risk and compliance...

We are seeking a seasoned Compliance Risk Management Expert to lead our global compliance efforts. Based in the City, our client is a world-leading specialist broker with a reputation for excellence.Job OverviewThe successful candidate will be responsible for managing global regulatory relationships, providing advisory coverage to all business desks...

Job DescriptionWe are seeking a highly skilled Sanctions Control Professional to join our team on a 12-month fixed-term contract basis.The ideal candidate will have a strong background in financial crime compliance, with at least 3 years of experience in a similar role within the UK's Private Banking or Wealth Management sector.You will be responsible for...

Compliance Leader WantedAj Fox Compliance is seeking a seasoned professional with a passion for AML, regulatory compliance, and conflict management to lead their compliance strategy and team. This high-impact role covers all aspects of AML, sanctions, and regulatory compliance while driving innovation and best practices across the firm.Key responsibilities...

About the RoleThe Compliance Specialist will support the onboarding process and third-party risk management, focusing on Know Your Customer (KYC) while also assisting with broader aspects of the Compliance Programme, such as risk assessments, screening and training.Key ResponsibilitiesSupport the onboarding process and third-party risk management, with a...

Key Responsibilities:A highly skilled and dedicated Compliance Officer is required to handle a broad range of compliance, conflicts, and Anti-Money Laundering (AML) issues.Advise secretaries, fee earners, and partners on best practice in relation to client matters opening procedures.Carry out ad hoc tasks and projects which may arise within the team to...

Job OverviewWe are seeking an experienced Compliance Officer to join our team at Project Recruit. As a highly motivated and enthusiastic individual, you will play a key role in supporting the operational resilience program.In this position, you will work closely with cross-functional teams to deliver specialist support for the operational resilience program....