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Dorking, Surrey, United Kingdom Andrews Recruitment Group Full timeAbout the RoleWe are seeking a highly skilled Compliance Officer to join our team in Dorking, Surrey. As a Compliance Officer, you will play a crucial role in ensuring that our operations comply with all regulatory requirements and internal policies.Key ResponsibilitiesDevelop, implement, and maintain compliance policies and procedures to ensure adherence to...
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Compliance Officer
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Dorking, Surrey, United Kingdom Andrews Recruitment Group Full timeAbout the RoleWe are seeking a highly skilled Compliance Officer to join our team in Dorking, Surrey. As a Compliance Officer, you will play a crucial role in ensuring that our operations comply with all regulatory requirements and internal policies.Key ResponsibilitiesDevelop, implement, and maintain compliance policies and procedures to ensure adherence to...
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Compliance Officer
1 month ago
Dorking, Surrey, United Kingdom Andrews Recruitment Group Full timeAbout the RoleWe are seeking a highly skilled Compliance Officer to join our team in Dorking, Surrey. As a Compliance Officer, you will play a crucial role in ensuring that our operations comply with all regulatory requirements and internal policies.Key ResponsibilitiesDevelop, implement, and maintain compliance policies and procedures to ensure adherence to...
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Compliance Officer
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Dorking, Surrey, United Kingdom Andrews Recruitment Group Full timeAbout the RoleWe are seeking a highly skilled Compliance Officer to join our team in Dorking, Surrey. As a Compliance Officer, you will play a crucial role in ensuring our operations comply with all regulatory requirements and internal policies.Key ResponsibilitiesDevelop and implement compliance policies and procedures to ensure adherence to regulatory...
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Compliance Officer
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Dorking, Surrey, United Kingdom Andrews Recruitment Group Full timeAbout the RoleWe are seeking a highly skilled Compliance Officer to join our team in Dorking, Surrey. As a Compliance Officer, you will play a crucial role in ensuring our operations comply with all regulatory requirements and internal policies.Key ResponsibilitiesDevelop and implement compliance policies and procedures to ensure adherence to regulatory...
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Dorking, Surrey, United Kingdom Artemis Recruitment Consultants Ltd Full timeIFA Compliance Officer - DorkingWe are seeking an experienced Compliance Officer to join our client's team in Dorking. The successful candidate will work closely with the owners and existing compliance staff to ensure the company adheres to FCA guidance and internal policies.Key Responsibilities:Develop and oversee control systems to maintain regulations and...
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Compliance Officer
2 months ago
Dorking, Surrey, United Kingdom Andrews Recruitment Group Full timeAbout Andrews Recruitment GroupWe are a leading recruitment agency specializing in financial services and asset management. Our team is dedicated to providing exceptional recruitment services to our clients and candidates.Job Title: Compliance Officer - Asset ManagementWe are seeking a highly skilled Compliance Officer to join our client's team in Dorking,...
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Compliance Officer
2 months ago
Dorking, Surrey, United Kingdom Andrews Recruitment Group Full timeAbout Andrews Recruitment GroupWe are a leading recruitment agency specializing in financial services and asset management. Our team is dedicated to providing exceptional recruitment services to our clients and candidates.Job Title: Compliance Officer - Asset ManagementWe are seeking a highly skilled Compliance Officer to join our client's team in Dorking,...
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Dorking, Surrey, United Kingdom Artemis Recruitment Consultants Ltd Full timeIFA Compliance Officer (DipFA) - DorkingWe are seeking an experienced Compliance Officer to join our client's team in Dorking. The successful candidate will work closely with the owners and existing compliance staff to ensure the company adheres to FCA guidance and internal policies.Key Responsibilities:Develop and oversee control systems to maintain...
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Compliance Officer
2 months ago
Dorking, Surrey, United Kingdom Artemis Recruitment Consultants Ltd Full timeJob DescriptionWe are seeking an experienced Compliance Officer to join our client's team at Artemis Recruitment Consultants Ltd. As a Compliance Officer, you will play a crucial role in ensuring the company adheres to FCA guidance and internal policies.Key Responsibilities:Develop and Oversee Control Systems: Design and implement effective control systems...
Compliance Officer
2 months ago
We are seeking a highly skilled Compliance Officer to join our team at Andrews Recruitment Group. As a Compliance Officer, you will play a crucial role in ensuring that our operations comply with all regulatory requirements and internal policies.
Key Responsibilities:- Develop and implement compliance policies and procedures to ensure adherence to regulatory requirements and internal policies.
- Conduct regular compliance audits and assessments to identify areas for improvement.
- Provide guidance and training to staff on compliance matters to ensure a culture of compliance within the organization.
- Liaise with regulatory bodies to stay updated on industry regulations and ensure compliance.
- Prepare and submit compliance reports to senior management to ensure transparency and accountability.
- Investigate and address compliance issues promptly and effectively to minimize risk.
- Proven experience as a Compliance Officer in the financial services sector, preferably within asset management or financial advisory.
- In-depth knowledge of relevant regulations and compliance standards.
- Excellent analytical and problem-solving skills to identify and address compliance issues.
- Strong attention to detail and ability to handle sensitive information with discretion.
- Effective communication and interpersonal skills to work collaboratively with staff and regulatory bodies.
- Competitive salary of 50,000 to 55,000 per annum (FTE).
- Flexible working hours (5 hours per day, 4 days a week).
- Supportive and collaborative work environment.
- Opportunities for professional development and growth.