Compliance Officer

4 weeks ago

London, Greater London, United Kingdom Realty Income Corporation Full time
Job Title: Compliance CoordinatorAbout the Role:

We are seeking a highly skilled Compliance Coordinator to join our team at Realty Income Corporation. As a key member of our compliance team, you will play a critical role in ensuring the company's compliance with all relevant laws, regulations, and industry standards.

Key Responsibilities:
  • Develop and implement compliance strategies and programs to prevent, detect, and resolve compliance issues.
  • Provide guidance and support to employees and senior management on ethics and compliance matters.
  • Monitor and report on compliance performance and activities of the company and its employees, agents, partners, and vendors.
  • Conduct and oversee internal investigations to assess potential compliance violations, breaches, or complaints.
  • Advise the company on its obligations and implementing corrective and preventive actions as well as opportunities to improve business processes.
  • Develop and facilitate remedial action plans, including training and awareness activities relating to findings and outcomes from internal reviews or investigations.
  • Document processes and procedures relating to the company's speak-up hotline and internal investigations program(s) including oversight of the implementation of technological resources.
  • Provide guidance and support to other internal teams (such as people success/human relations and internal audit).
  • Horizon-scanning, analyzing investigation, enforcement and regulatory trends and advising the company on emerging risks.
  • Prepare periodic reports for the company's senior management or board of directors.
  • Direct group processes on Anti-Money Laundering / Counter-Terrorist Financing / Financial Sanctions.
  • Oversee and maintain compliance activities concerning group fund licenses / registrations and regulated third parties.
  • Oversee a third-party due diligence system.
  • Manage and supervise the compliance staff and resources, and ensuring that they have the necessary skills, knowledge, and tools to perform their duties.
  • Coordinate and oversee the compliance training and awareness programs, and ensuring that they are relevant, effective, and engaging, working with individual departments in the organization to facilitate this, as appropriate.
  • Liaise and communicate with regulators, auditors, consultants, and other external parties on compliance matters, and representing the company in compliance-related inquiries, audits, inspections, investigations, law enforcement queries and litigation.
  • Keep abreast of the latest developments and best practices in compliance and ensuring the company's compliance program is updated and compliant with the changing regulatory and business environment.
  • Manage and provide oversight and guidance to a global compliance team comprised of generalist and specialist compliance personnel (e.g., fund compliance, financial crimes, etc.).
Requirements:
  • Juris Doctorate or international equivalent degree in Law.
  • 15+ years of relevant legal practice experience in white-collar crime or regulatory compliance including significant in-house experience in a real estate or financial services business.
  • 10+ years of relevant experience in ethics and compliance, including helping organizations ensure compliance with the U.Foreign Corrupt Practices Act and other financial crime laws (e.g. Anti-Money Laundering, Financial Sanctions).
  • 10+ years of holding compliance leadership positions, including Head of Compliance, AML Officer, Data Protection Officer.
  • Previously approved by a financial regulator or banking authority to hold a senior Compliance Officer role in a regulated entity advantageous.
  • Native English language capability; additional European languages advantageous.
  • A professional certification or accreditation in compliance, such as from the Society of Corporate Compliance & Ethics, International Compliance Association or a financial services or banking institute desirable.
  • A professional certification or accreditation in Data Privacy such as from the International Association of Privacy Professionals (CIPP/US or CIPP/E) or other desirable.

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