Compliance Officer: Electronic Trading Expert
1 week ago
Job Summary
We are seeking a skilled Compliance Officer to join our Global Banking and Markets team in London. As an electronic trading expert, you will play a crucial role in preventing, detecting, and mitigating compliance risk within our division.
About the Role
Your primary responsibility will be to provide day-to-day line Compliance coverage for our Electronic Trading Compliance team. You will review, assess, and mitigate all forms of Compliance risk associated with electronic trading across all Global Banking and Markets asset classes.
Key Responsibilities
- Provide expert advice on how to conduct business in compliance with rules, regulations, and regulatory expectations.
- Assess new business initiatives and coordinate with stakeholders to support our governance framework.
- Represent Compliance in cross-divisional projects related to regulatory requirements.
- Develop and maintain Compliance policies and procedures outlining firm requirements, regulations, and best practices.
- Support Compliance training programs related to electronic trading.
- Assist with regulatory examinations, audits, and inquiries.
- Analyze new or amended laws, rules, and regulations to formulate practical solutions.
Requirements
- Bachelor's degree or equivalent experience.
- Three years of relevant experience in Compliance, Legal, Regulatory, or Financial Services.
- Particular FICC or Equities Compliance or Electronic Trading Compliance expertise is preferred but not required.
- Knowledge of trading rules and regulations is preferred but not required.
- Excellent communication skills (oral and written) and ability to work well in a team-oriented environment.
Compensation and Benefits
The estimated salary for this role is £80,000 - £110,000 per annum, depending on experience. We also offer a range of benefits, including comprehensive health insurance, retirement savings plan, and opportunities for career growth and development.
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