Senior Risk and Control Officer

7 days ago


London, Greater London, United Kingdom Sumitomo Mitsui Banking Corporation – SMBC Group Full time
Job Description

At Sumitomo Mitsui Banking Corporation – SMBC Group, we are seeking a highly skilled and experienced Senior Risk and Control Officer to join our EMEA Operations team.

The successful candidate will be responsible for ensuring the robust and comprehensive risk management framework is in place within EMEA Operations, encompassing OPPD and OAD/ODED, to drive enhancements in risk management and control design and execution.

Key Responsibilities:
  • Risk Management: Oversee and support risk owners, control owners, and senior management to ensure risks are identified, assessed, and managed in line with risk appetite.
  • Control Environment: Ensure the control environment is robust, comprehensive, and effective, aligning with business strategy and risk appetite.
  • Governance: Implement and maintain the 1LoD risk governance framework, providing insightful data and analysis to drive governance meetings and ensure material issues are escalated.
  • Analysis and Reporting: Provide independent analysis of the risk and control environment, identifying trends and thematic weaknesses, and making recommendations for improvement.
  • Investigation and Remediation: Conduct rigorous investigations of operational events to identify root causes and implement solutions to prevent reoccurrence.

The ideal candidate will possess a deep understanding of risk management frameworks, control environments, and commercial and investment banking products and services. They will have experience in leading organisations through shifts in mindset and culture, with excellent leadership, communication, and stakeholder management skills.

The successful candidate will be a key participant in the risk and control governance committees and will work closely with senior stakeholders to drive risk management and control enhancements.

If you are a motivated and experienced risk professional looking to join a dynamic team in a major financial institution, please apply for this exciting opportunity.


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