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Compliance Officer

2 months ago

Horsham, West Sussex, United Kingdom Astral Recruitment Full time
Astral Recruitment is seeking an experienced Compliance Officer to join their team in Horsham. The ideal candidate will have a strong background in compliance and a Level 4 Dip qualification. Key responsibilities include reviewing client files, identifying breaches, and providing feedback to firms. The successful candidate will be responsible for embedding a positive compliance culture across the Group. If you have a passion for compliance and a desire to work in a dynamic financial services company, this could be the perfect opportunity for you.

**Key Responsibilities:**

* Review client files to confirm suitability and adherence to regulatory requirements
* Identify and report any breaches or misconduct by firms and individuals
* Provide feedback and prepare action plans for firms and individuals
* Assist in embedding a positive compliance culture across the Group

**Requirements:**

* Compliance experience from an IFA firm
* Level 4 Dip qualification

**What We Offer:**

* A dynamic and supportive team environment
* Opportunities for professional growth and development
* A competitive salary and benefits package