Compliance Officer with Strategic Oversight

Compliance OfficeThe ideal candidate will have demonstrated experience in broking/prime broking and will be responsible for managing global regulatory relationships. They will also be responsible for providing advisory coverage of all business desks globally in conjunction with local Compliance Officers. Additionally, they will oversee global regulatory...

Job Title: Compliance ManagerJob Summary:We are seeking a highly skilled Compliance Manager to join our team at Compliance Professionals. The successful candidate will be responsible for managing a small team and will be required to work 4 days in the office.Key Responsibilities:Consideration of all relevant statutory and regulatory provisions, particularly...

Compliance OfficerWe are seeking a highly skilled Compliance Officer to join our team at Compliance Professionals. As a Compliance Officer, you will be responsible for ensuring our company's compliance with regulatory requirements and industry standards.Key Responsibilities:Own, maintain, develop and review compliance policies, advising management on...

Job Summary:We are seeking a highly skilled Compliance Officer to join our team at Compliance Professionals. The successful candidate will be responsible for ensuring adherence to regulatory requirements and internal policies, monitoring and assessing the effectiveness of compliance controls and procedures, and identifying and reporting compliance risks and...

Job OverviewAJ FOX COMPLIANCE, a leading International Law Firm, is seeking an experienced Strategic Compliance Officer to join their Risk and Compliance team.The role involves providing expert guidance on regulatory risk and compliance matters, including conflicts and anti-money laundering (AML), to support senior management in managing professional risks...

Job Title: Compliance Officer - Risk Oversight SpecialistMillennium Management is seeking an experienced Compliance Officer to oversee the Personal Account Dealing programme and perform other core functions.Key Responsibilities:Oversee and implement the Compliance programme for Personal Account Dealing.Assist with account onboarding, trade pre-approvals,...

Job Title: Compliance Oversight SpecialistEstimated Salary Range: £80,000 - £110,000 per annumCompany Overview:SilverRock Bank is a pioneering financial institution dedicated to delivering fairer financial outcomes. Our mission is to empower lenders and enable savers to prosper through innovative data-driven solutions.Job Description:We are seeking a...

Job SummaryWe are seeking a Senior Compliance Oversight Specialist to lead our compliance monitoring team in delivering a consistent and effective compliance monitoring programme. This strategic role involves developing and implementing comprehensive compliance monitoring plans, identifying and assessing potential compliance risks, and conducting regular...

About the Role:As a key member of the TD Bank Group's Compliance team, the Compliance Oversight Officer will play a critical role in ensuring the effective implementation and management of our global compliance program. This will involve working closely with stakeholders across the organization to identify, assess, and mitigate compliance risks, and to...

Job Overview:TD Bank - London Branch seeks a skilled Compliance Risk Oversight Specialist to support the EAP PO team in various activities related to Privacy, with an emphasis on leading RCM activities as an Oversight Function and Risk Owner.Key Responsibilities:Maintain Europe and Asia-Pacific privacy's inventory of laws, rules, and regulations (LRRs) and...

Compliance Officer RoleWe are seeking a Compliance Officer to support our boutique wholesale bank in ensuring compliance with regulatory requirements and internal policies.Key Responsibilities:Monitor and assess compliance with regulatory requirements and internal policies.Assist with the development and implementation of compliance policies and...

Compliance Officer RoleWe are seeking a seasoned Compliance Officer to join our team at Compliance Professionals. As a specialist mortgage lending company, we require a professional with a strong background in compliance and financial crimes to ensure our operations meet the highest regulatory standards.Key ResponsibilitiesMaintain and develop compliance...

Alexander Barnes is seeking a Senior Compliance Officer to lead a European Payments FinTech search.This role is responsible for ensuring regulatory adherence and managing compliance risks as the company continues its growth trajectory.The Compliance Conduct Lead will play a key role in the oversight of policies, frameworks, and risk management processes,...

Job SummaryWe are seeking a highly skilled Compliance Oversight Specialist to join our team at TD Bank. As a key member of our Compliance department, you will be responsible for ensuring the global compliance program aligns with regulatory requirements and supports the asset management business.Key Responsibilities:Provide leadership and oversight to ensure...

We are seeking a Junior Compliance Officer to support our boutique wholesale bank in ensuring compliance with regulatory requirements and internal policies.The ideal candidate will have 1-2 years of experience in a regulatory compliance role within the banking space, knowledge of FCA & PRA regulations, and a degree or MBA in Compliance.Key responsibilities...

M&G plc is seeking a highly skilled and experienced Direct Tax Compliance Oversight Manager to oversee our global direct tax compliance and manage tax risk processes and governance for the Group.Key Responsibilities:Develop and implement effective tax compliance processes to ensure adherence to all relevant tax laws and regulations.Coordinate with internal...

About the RoleWe're seeking a highly skilled Third Party Oversight and Compliance Manager to join our team at Lendable.As a key member of our organization, you will be responsible for managing supplier relationships, ensuring compliance with regulatory standards, and enhancing supplier performance through continuous monitoring and feedback.This role involves...

About Vantage:We are an award-winning, multi-asset broker with a global footprint. Our platform provides a seamless trading experience and serves as a hub for learning and networking.Our diverse range of over 1,000 CFD products includes forex, indices, commodities, shares, ETFs, bonds, and cryptocurrencies. We offer comprehensive tools and dedicated support...

About the RoleAs a critical component of Swift's global operations, this senior position plays a pivotal role in ensuring effective governance, risk management, and regulatory compliance. The Head of Financial Management will engage directly with G-10 central banks, as well as coordinate with internal stakeholders and senior management, to maintain robust...

Job SummaryWe are seeking a highly skilled and experienced Compliance Officer to join our team at Compliance Professionals in London. The successful candidate will be responsible for ensuring that all regulatory requirements are met and maintained, while also providing administrative support to the legal department.Key Responsibilities:Writing minutes and...