Asset Management Compliance Officer

Compliance Officer - Asset Management Job DescriptionWe are seeking a highly skilled Compliance Officer - Asset Management to join our Compliance department at SEI Investments. As a key member of our team, you will play a critical role in ensuring that our business operates in compliance with all applicable rules and regulations.About the RoleIn this role,...

Join us at Brookfield Asset Management as we continue to grow and evolve in the ever-changing world of alternative investments. We're currently seeking a skilled Portfolio Development Associate to join our dynamic team.With an estimated salary range of $100,000 to $150,000 per year, this role offers a lucrative compensation package, but it's not just about...

Role OverviewBrookfield Asset Management is seeking a Compliance Marketing Specialist to play a key role in the Compliance regulatory marketing review process.The ideal candidate will possess a strong working knowledge of European and U.S. regulatory requirements, including ESMA Marketing Guidelines, SEC New Marketing Rule, and FINRA marketing...

Job Title: Compliance ManagerJob Summary:We are seeking a highly skilled Compliance Manager to join our team at Compliance Professionals. The successful candidate will be responsible for managing a small team and will be required to work 4 days in the office.Key Responsibilities:Consideration of all relevant statutory and regulatory provisions, particularly...

Job OverviewWe are seeking a highly skilled Asset Data Implementation Manager to join our team at Impax Asset Management. This permanent position is responsible for leading the portfolio analytics & index data procurement process, reviewing and maintaining contracts and agreements, and contributing to and updating the Impax Data Providers Matrix.The...

About the Role:We are seeking a highly skilled Compliance Officer - Financial Promotions to join our team. The ideal candidate will have a strong background in generalist compliance and experience working in the financial services sector. A financial services background is essential, with asset management exposure being a plus.Key Responsibilities:Monitoring...

Job Title: Safety and Compliance Officer - Asset ManagementWe are seeking a highly skilled Safety and Compliance Officer to join our asset management team at Irwin & Colton Limited. The successful candidate will have experience working in a health and safety role, ideally within property, facilities management, or a similar environment.About the RoleThe...

Job SummaryWe are seeking a highly skilled and experienced Compliance Officer to join our team at Compliance Professionals in London. The successful candidate will be responsible for ensuring that all regulatory requirements are met and maintained, while also providing administrative support to the legal department.Key Responsibilities:Writing minutes and...

Man Group is seeking a Compliance Officer to join its investment management team. The role reports to the Head of Compliance and involves assisting with various tasks and business lines.The position will primarily focus on equities but may involve additional asset classes in the future. This is a challenging and interesting opportunity for those who are...

Compliance Officer Role:Compliance Professionals is seeking a highly skilled Compliance Officer to join our team. As a key member of our compliance department, you will be responsible for assisting with the management of our compliance monitoring program and ensuring adherence to all applicable regulatory obligations.Responsibilities:Consideration of all...

Asset Manager Compliance RoleAustin Andrew Ltd, a leading asset manager, is looking for a talented individual to fill the position of Compliance Specialist - 12 month FTC at its London offices.This role involves a range of compliance responsibilities, including reporting, SMCR, AML due diligence, ad-hoc advice, and central compliance.We operate a hybrid...

Brookfield Asset Management is a leading global alternative asset manager with over $750 billion in assets under management. We are seeking a highly experienced and skilled Senior Auditor/Manager to join our Internal Audit team in London.About the RoleThe successful candidate will be responsible for delivering high-quality audit and advisory engagements...

Company OverviewThe SEI Group is a leading global provider of asset management and investment technology solutions. With over 50 years of experience, SEI remains a top-tier investment management company, delivering innovative solutions to clients worldwide.Estimated Salary: £70,000 - £90,000 per annumJob DescriptionWe are seeking an experienced Senior...

About the Role:Compliance Professionals seeks a skilled Compliance Officer - Financial Markets to join our team. The ideal candidate will have experience in a trade monitoring/trade surveillance function in a trading, brokerage, gambling or banking environment.Key Responsibilities:Develop and implement daily alert review and escalation processes for MAR...

Job DescriptionA career opportunity has arisen for an experienced Compliance Officer to join our team at Compliance Professionals. The ideal candidate will have a strong background in financial services, preferably in investment and life protection.About the RoleWe are seeking a highly motivated individual to oversee the compliance function within our...

Compliance Officer RoleWe are seeking a seasoned Compliance Officer to join our team at Compliance Professionals. As a specialist mortgage lending company, we require a professional with a strong background in compliance and financial crimes to ensure our operations meet the highest regulatory standards.Key ResponsibilitiesMaintain and develop compliance...

Compliance Monitoring and Regulatory ComplianceWe are seeking an experienced Compliance Officer to join our team at Compliance Professionals. The ideal candidate will have a strong background in regulatory compliance and experience in managing a small team.Key Responsibilities:Monitor and review all relevant statutory and regulatory provisions, including...

At AJ FOX COMPLIANCE, we are seeking an AML Compliance Officer to support the firm's Bristol office in delivering a top-quality service to the firm's management and lawyers. The successful candidate will oversee AML CDD, risk assessments, and ongoing monitoring.Key responsibilities;Lead the team and manage AML CDD and risk assessments.Review and update the...

At Goldman Sachs, we're committed to helping our clients, shareholders, and communities grow. As a leading global investment banking, securities, and investment management firm, we maintain offices around the world.We're seeking a skilled Digital Assets Compliance Risk Manager to join our team in London. This role will play a key part in managing compliance,...

A boutique investment firm in Central London is seeking a part-time regulatory advisor to support their trading and investment activities across various asset classes.Key ResponsibilitiesProvide legal and compliance guidance, coordinating with external lawyers, and assisting in transaction executionAdvise on compliance matters across the firm, covering...