Risk and Compliance Specialist
3 weeks ago
About This Role: We are seeking a highly organized and detail-focused Risk and Compliance Specialist to join our team. The successful candidate will play a critical role in ensuring our firm's compliance with all regulatory and legal obligations.
Key Responsibilities:
- Maintaining and developing our risk and compliance policies and procedures.
- Conducting thorough compliance audits and assessments.
- Delivering comprehensive in-house compliance guidance and training to employees on Money Laundering.
- Addressing daily queries arising during client onboarding and general money laundering inquiries.
- Collaborating with our Finance Department to ensure ongoing compliance with AML regulations.
- Working closely with COLP and COFA officers to maintain firm-wide compliance.
- Staying up-to-date with regulatory developments affecting the legal sector.
- Liaising with the SRA and other relevant bodies as required.
Requirements:
- Proven experience as a Risk and Compliance Specialist or equivalent role.
- Exceptional knowledge of SRA Standards and Regulations and Anti Money Laundering Regulations.
- Excellent analytical and problem-solving skills.
- Ability to work effectively independently and collaboratively.
- Strong IT skills.
Salary: £50,000 - £65,000 per annum, depending on experience.
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