Risk and Compliance Specialist

3 weeks ago


Walsall, Walsall, United Kingdom Gleeson Recruitment Group Full time

About This Role: We are seeking a highly organized and detail-focused Risk and Compliance Specialist to join our team. The successful candidate will play a critical role in ensuring our firm's compliance with all regulatory and legal obligations.

Key Responsibilities:

  • Maintaining and developing our risk and compliance policies and procedures.
  • Conducting thorough compliance audits and assessments.
  • Delivering comprehensive in-house compliance guidance and training to employees on Money Laundering.
  • Addressing daily queries arising during client onboarding and general money laundering inquiries.
  • Collaborating with our Finance Department to ensure ongoing compliance with AML regulations.
  • Working closely with COLP and COFA officers to maintain firm-wide compliance.
  • Staying up-to-date with regulatory developments affecting the legal sector.
  • Liaising with the SRA and other relevant bodies as required.

Requirements:

  • Proven experience as a Risk and Compliance Specialist or equivalent role.
  • Exceptional knowledge of SRA Standards and Regulations and Anti Money Laundering Regulations.
  • Excellent analytical and problem-solving skills.
  • Ability to work effectively independently and collaboratively.
  • Strong IT skills.

Salary: £50,000 - £65,000 per annum, depending on experience.



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