Compliance Officer
4 weeks ago
We are a cutting-edge investment platform in the Fintech space, revolutionizing the way people manage their finances and invest in their future. Our mission is to provide a secure and innovative platform for individuals to make informed investment decisions.
Job Title: Compliance OfficerAbout the RoleWe are seeking a highly motivated and experienced Compliance Officer to join our team in the UK. As a key member of our compliance team, you will play a crucial role in ensuring that our business operations are in line with regulatory requirements and industry standards.
Key Responsibilities- Assist with day-to-day compliance functions, including financial promotion approvals, complaint resolutions, and transaction reviews.
- Implement and carry out the Compliance Monitoring programme, including checks on best execution and financial promotions.
- Update company policies and procedures, and deliver regulatory training to ensure compliance with FCA regulations.
- Stay informed on regulatory changes and integrate this knowledge into company policy.
- Collaborate with the Compliance team to uphold an effective compliance framework and promote a compliance-focused culture.
- Work across departments to maintain compliance standards and ensure adherence to FCA regulatory requirements.
- At least 3+ years of directly relevant generalist compliance and financial crime experience in a buy-side investment firm.
- Operational knowledge in building and running a compliance program and hands-on knowledge of UK regulatory requirements.
- Strong analytical and problem-solving skills, with the ability to restructure complex problems and assist colleagues.
- Knowledge of the FCA handbook, HMRC ISA rules, JMLSG, and GDPR guidance.
- Ability to work in a fast-paced environment and adapt to changing regulatory requirements.
We offer a dynamic and collaborative work environment, with opportunities for professional growth and development. Our benefits include a flexible work-from-anywhere scheme, support for developmental courses and qualifications, and a competitive salary package.
-
Compliance Officer
1 month ago
Bristol, Bristol, United Kingdom AJ FOX COMPLIANCE Full timeComplaints Advisor RoleWe are seeking a skilled Complaints Advisor to join our team at AJ FOX COMPLIANCE. As a key member of our compliance team, you will play a vital role in ensuring our firm's regulatory obligations are met.Key Responsibilities:Liaise with fee earners to investigate complaints and provide expert advice on complaints handling.Advise on...
-
Compliance Officer
1 month ago
Bristol, Bristol, United Kingdom AJ FOX COMPLIANCE Full timeComplaints Advisor RoleWe are seeking a skilled Complaints Advisor to join our team at AJ FOX COMPLIANCE. As a key member of our compliance team, you will play a vital role in ensuring our firm's regulatory obligations are met.Key Responsibilities:Liaise with fee earners to investigate complaints and provide expert advice on complaints handling.Advise on...
-
Compliance Officer
4 weeks ago
Bristol, Bristol, United Kingdom AJ FOX COMPLIANCE Full timeCompliance Officer - Regulatory ExpertWe are seeking a highly experienced Compliance Officer to join our team at AJ FOX COMPLIANCE. As a key member of our compliance team, you will be responsible for ensuring that our firm remains compliant with all relevant regulations and laws.Key Responsibilities:Liaise with fee earners to investigate complaints and...
-
Bristol, Bristol, United Kingdom AJ FOX COMPLIANCE Full timeAbout the RoleWe are seeking an experienced Senior Anti-Money Laundering Compliance Officer to join our team at AJ FOX COMPLIANCE in Bristol. This is a fantastic opportunity to lead and oversee anti-money laundering (AML) compliance efforts, ensuring exceptional service delivery to clients.As AML Compliance Manager, you will support the Compliance Department...
-
Compliance Officer
2 weeks ago
Bristol, Bristol, United Kingdom Prospero Teaching Full timeThe Role:Prospero Teaching are seeking a Compliance Officer for our fast-expanding education recruitment office in our region.As a Compliance Officer, your primary role will be to conduct documentation, safeguarding and vetting checks for Teachers, Tutors and Support Staff across our region. This includes:Right to Work & Identity checksDBS, safeguarding &...
-
Compliance Officer
4 weeks ago
Bristol, Bristol, United Kingdom Takeaway Full timeEmpower Everyday ConvenienceAt Just Eat Takeaway, we're on a mission to revolutionize the way people live, work, and play. As a Compliance Officer, you'll be part of a dynamic team that creates and maintains a highly relevant view of the regulatory landscape applicable to our global online food delivery platform.Key Responsibilities:Collaborate with...
-
Compliance Officer
3 weeks ago
Bristol, Bristol, United Kingdom PRG Internal Recruitment Full timeJob Summary:Precision Resource Group (PRG) is seeking a highly skilled Compliance Administrator to join their team. As a Compliance Administrator, you will play a crucial role in ensuring the organization's compliance with relevant laws and regulations.Key Responsibilities:Obtain compliance for all candidates, including RTW checks, DBS checks, references,...
-
Compliance Officer
4 weeks ago
Bristol, Bristol, United Kingdom PRG Internal Recruitment Full timeCompliance Administrator RolePrecision Resource Group (PRG) is seeking a highly organized and detail-oriented Compliance Administrator to join their team. The successful candidate will be responsible for ensuring compliance with all relevant regulations and laws, as well as maintaining accurate records and reports.Key Responsibilities:Obtain compliance for...
-
Compliance Officer
3 weeks ago
Bristol, Bristol, United Kingdom Sanderson Recruitment Full timeCompliance Administrator RoleAre you detail-oriented and organized, with a passion for ensuring compliance in a fast-paced environment? At Sanderson Recruitment, we're looking for a skilled Compliance Administrator to join our team and play a crucial role in our recruitment process.Why Sanderson Recruitment?We value our people and offer a range of benefits...
-
Compliance Officer
3 weeks ago
Bristol, Bristol, United Kingdom PRG Internal Recruitment Full timeJob Summary: We are seeking a highly skilled Compliance Administrator to join our team at PRG Internal Recruitment. The successful candidate will be responsible for ensuring compliance with all relevant regulations and laws, as well as maintaining accurate records and providing administrative support to the team.Key Responsibilities:Obtain compliance for all...
-
Compliance Officer
3 weeks ago
Bristol, Bristol, United Kingdom Lifetime Full timeOur Compliance team is seeking an experienced individual to join Lifetime Training as a Compliance Coordinator. As a senior officer within the Compliance Team structure, you will be responsible for ensuring that all Lifetime Training's funding claims are compliant with internal policies. You will also act as a point of contact and support for Compliance...
-
Compliance Officer
4 weeks ago
Bristol, Bristol, United Kingdom Lifetime Full timeOur Compliance team is seeking an experienced Compliance Coordinator to join Lifetime Training. As a senior officer within the Compliance Team structure, you will be responsible for ensuring that all Lifetime Training's funding claims are compliant with internal policies. You will also act as a point of contact for and support to the Compliance Officers,...
-
Compliance Officer
4 weeks ago
Bristol, Bristol, United Kingdom Lifetime Full timeOur Compliance team is seeking an experienced and dedicated individual to join Lifetime Training as a Compliance Coordinator. As a senior officer within the Compliance Team structure, you will be responsible for ensuring that all Lifetime Training's funding claims are compliant with internal policies by executing specific validation checks. You will also act...
-
Compliance Officer
4 weeks ago
Bristol, Bristol, United Kingdom Brighter Places Full timeWe are seeking a Property Compliance Officer to make a difference every single day. This part-time (17 hours per week), permanent role offers a salary of £12,986.62 per annum (£28,265 FTE).Key Responsibilities:Deliver high-quality customer service and support to our team and stakeholders.Ensure compliance with relevant laws, regulations, and...
-
Compliance Officer
4 weeks ago
Bristol, Bristol, United Kingdom Brighter Places Full timeWe are seeking a Property Compliance Officer to make a difference every single day. This part-time (17 hours per week), permanent role offers a salary of £12,986.62 per annum (£28,265 FTE).Key Responsibilities:Deliver high-quality customer service and support to our team and stakeholders.Ensure compliance with relevant laws, regulations, and...
-
AML Compliance Officer
1 month ago
Bristol, Bristol, United Kingdom Chadwick Nott - South West and South Wales Full timeCompliance Manager OpportunityChadwick Nott - South West and South Wales is seeking an experienced Compliance Manager to join their team in Bristol.This is a full-time role based at their office in Bedminster, with occasional travel to other offices across Bristol.The successful candidate will support the Compliance team, Head of Department, and Board on...
-
AML Compliance Officer
1 month ago
Bristol, Bristol, United Kingdom Chadwick Nott - South West and South Wales Full timeCompliance Manager OpportunityChadwick Nott - South West and South Wales is seeking an experienced Compliance Manager to join their team in Bristol.This is a full-time role based at their office in Bedminster, with occasional travel to other offices across Bristol.The successful candidate will support the Compliance team, Head of Department, and Board on...
-
Compliance Officer
3 weeks ago
Bristol, Bristol, United Kingdom Lifetime Full timeOur Compliance team at Lifetime Training is seeking an experienced Compliance Coordinator to join our team. As a senior officer within the Compliance Team structure, you will be responsible for ensuring that all funding claims are compliant with our internal policies.Key Responsibilities:Maintain strong relationships with internal and external stakeholders,...
-
Compliance Assurance Officer
4 weeks ago
Bristol, Bristol, United Kingdom DAS UK Group Full timeCompliance Assurance OfficerWe are seeking a highly skilled Compliance Assurance Officer to join our Compliance department on a permanent basis. As an essential member of the team, you will be responsible for leading or assisting in compliance monitoring activities to ensure the business meets its regulatory and internal process obligations.Key...
-
Compliance Assurance Officer
4 weeks ago
Bristol, Bristol, United Kingdom DAS UK Group Full timeCompliance Assurance OfficerWe are seeking a highly skilled Compliance Assurance Officer to join our Compliance department on a permanent basis. As an essential member of the team, you will be responsible for leading or assisting in compliance monitoring activities to ensure the business meets its regulatory and internal process obligations.Key...