Senior Compliance Specialist

5 days ago


Bristol, United Kingdom AJ FOX COMPLIANCE Full time

AJ FOX COMPLIANCE is seeking a highly skilled Risk Lawyer to join their dynamic team in Bristol. The main purpose of this role is to ensure legal and regulatory compliance, particularly regarding contract management.

This role is best suited to someone with prior experience within a law firm, ideally within a risk management role. Equally, someone with experience in a commercial contract review/negotiation role would also be considered favourably.

Key responsibilities include:

  • Deliver comprehensive regulatory risk training to ensure compliance with relevant legislative and regulatory changes.
  • Maintain up-to-date knowledge of relevant legislation and ensure policies and procedures are promptly updated.
  • Address regulatory risk and compliance issues and queries, providing guidance on legal documentation, framework terms, and contracts.
  • Assist in ongoing reviews of engagement letters and terms of business, as well as the onboarding of firm suppliers.
  • Review client engagement terms, codes of conduct, and KYC advice, providing expert guidance to the team.
  • Advise on secondment terms for new and existing secondments, ensuring compliance with regulatory requirements.
  • Assist in the prompt delivery of client pitches and questionnaires, providing high-quality support to the team.

The ideal candidate will be a well-organised, confident communicator with excellent analytical and interpersonal skills, adept at problem-solving and possessing a proactive approach to resolving problems.



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