Current jobs related to Compliance Advisory Manager - Bath, Bath and North East Somerset - Willow Resourcing Limited

  • Compliance Advisory Manager

    4 weeks ago

    Bath, Bath and North East Somerset, United Kingdom Deerfoot I.T. Resources Ltd Full time

    Contract Senior Compliance Advisory ManagerA leading financial technology company, recognized for its 5-star service platform, is seeking a Contract Senior Compliance Advisory Manager. This hybrid role is based in Bath and offers an attractive pay rate of up to GBP750 per day (inside IR35) for an initial 3-month period.As a Senior Compliance Advisory...

  • Compliance Advisory Manager

    4 weeks ago

    Bath, Bath and North East Somerset, United Kingdom Deerfoot I.T. Resources Ltd Full time

    Contract Senior Compliance Advisory ManagerA leading financial technology company, recognized for its 5-star service platform, is seeking a Contract Senior Compliance Advisory Manager. This hybrid role is based in Bath and offers an attractive pay rate of up to GBP750 per day (inside IR35) for an initial 3-month period.As a Senior Compliance Advisory...

  • Compliance Advisory Manager

    1 month ago

    Bath, Bath and North East Somerset, United Kingdom Deerfoot I.T. Resources Ltd Full time

    Contract Senior Compliance Advisory ManagerA leading financial technology company is seeking a Contract Senior Compliance Advisory Manager to join their team in Bath. This is a hybrid role that comes with an attractive pay rate of up to GBP750 per day (inside IR35) for initially 3 months.As a Senior Compliance Advisory Manager, you will be responsible for...

  • Compliance Advisory Manager

    4 weeks ago

    Bath, Bath and North East Somerset, United Kingdom Deerfoot I.T. Resources Ltd Full time

    Contract Senior Compliance Advisory ManagerA leading financial technology company, recognized for its 5-star service platform, is seeking a Contract Senior Compliance Advisory Manager. This hybrid role is based in Bath and offers an attractive pay rate of up to GBP750 per day (inside IR35) for an initial 3-month period.As a Senior Compliance Advisory...

  • Compliance Advisory Manager

    1 month ago

    Bath, Bath and North East Somerset, United Kingdom Deerfoot I.T. Resources Ltd Full time

    Contract Senior Compliance Advisory ManagerA leading financial technology company is seeking a Contract Senior Compliance Advisory Manager to join their team in Bath. This is a hybrid role that comes with an attractive pay rate of up to GBP750 per day (inside IR35) for initially 3 months.As a Senior Compliance Advisory Manager, you will be responsible for...

  • Compliance Advisory Manager

    3 weeks ago

    Bath, Bath and North East Somerset, United Kingdom Deerfoot I.T. Resources Ltd Full time

    Contract Senior Compliance Advisory ManagerA leading financial technology company, recognized for its 5-star service platform, is seeking a Contract Senior Compliance Advisory Manager. This hybrid role is based in Bath and offers an attractive pay rate of up to GBP750 per day (inside IR35) for an initial 3-month period.As a Senior Compliance Advisory...

  • Compliance Advisory Manager

    2 weeks ago

    Bath, Bath and North East Somerset, United Kingdom Deerfoot Recruitment Solutions Full time

    Senior Compliance Advisory ManagerWe are seeking a highly experienced Compliance Advisory Manager to join our dynamic team at Deerfoot Recruitment Solutions. As a key member of our team, you will play a vital role in ensuring our client adheres to all relevant laws, regulations, and internal policies.Key Responsibilities:Maintain a regulatory development...

  • Compliance Advisory Manager

    2 weeks ago

    Bath, Bath and North East Somerset, United Kingdom Willow Resourcing Limited Full time

    Job Title: Senior Compliance Advisory ManagerAbout the Role:We are seeking a highly skilled Compliance Advisory Manager to join our team at Willow Resourcing Limited. As a key member of our Compliance department, you will play a vital role in ensuring that our investment management business operates in accordance with all applicable regulations.Key...

  • Compliance Advisory Manager

    3 weeks ago

    Bath, Bath and North East Somerset, United Kingdom fish4.co - Jobboard Full time

    Senior Compliance Advisory ManagerOur client, a prominent player in wealth management, is seeking a Senior Compliance Advisory Manager to join their dynamic team.This full-time position involves ensuring the Group adheres to all relevant laws, regulations, and internal policies, including Consumer Duty, SM&CR, CASS, and ESG considerations.Key...

  • Compliance Advisory Manager

    4 weeks ago

    Bath, Bath and North East Somerset, United Kingdom Deerfoot Recruitment Solutions Limited Full time

    Senior Compliance Advisory ManagerDeerfoot Recruitment Solutions Limited is seeking an experienced compliance professional to join their dynamic team as a Senior Compliance Advisory Manager.Key Responsibilities:Regulatory Development and Compliance: Maintain a regulatory development log, delivering timely business impact assessments and updates related to...

  • Compliance Advisory Manager

    4 weeks ago

    Bath, Bath and North East Somerset, United Kingdom Deerfoot Recruitment Solutions Limited Full time

    Senior Compliance Advisory ManagerDeerfoot Recruitment Solutions Limited is seeking an experienced compliance professional to join their dynamic team as a Senior Compliance Advisory Manager.Key Responsibilities:Regulatory Development and Compliance: Maintain a regulatory development log, delivering timely business impact assessments and updates related to...

  • Compliance Advisory Manager

    3 weeks ago

    Bath, Bath and North East Somerset, United Kingdom Deerfoot Recruitment Solutions Limited Full time

    Senior Compliance Advisory ManagerWe are seeking a highly experienced Senior Compliance Advisory Manager to join our dynamic team at Deerfoot Recruitment Solutions Limited. As a key member of our compliance team, you will play a vital role in ensuring our client's adherence to all relevant laws, regulations, and internal policies.Key...

  • Compliance Advisory Manager

    3 weeks ago

    Bath, Bath and North East Somerset, United Kingdom Deerfoot Recruitment Solutions Limited Full time

    Senior Compliance Advisory ManagerWe are seeking a highly experienced Senior Compliance Advisory Manager to join our dynamic team at Deerfoot Recruitment Solutions Limited. As a key member of our compliance team, you will play a vital role in ensuring our client's adherence to all relevant laws, regulations, and internal policies.Key...

  • Compliance Advisory Manager

    2 weeks ago

    Bath, Bath and North East Somerset, United Kingdom Deerfoot IT Resources Limited Full time

    Senior Compliance Advisory ManagerWe are seeking a highly skilled Senior Compliance Advisory Manager to join our team at Deerfoot IT Resources Limited. As a key member of our compliance team, you will be responsible for ensuring that our business units operate within the bounds of relevant laws and regulations.Key Responsibilities:Regulatory Compliance:...

  • Compliance Advisory Manager

    3 weeks ago

    Bath, Bath and North East Somerset, United Kingdom fish4.co - Jobboard Full time

    Senior Compliance Advisory ManagerOur client, a prominent player in wealth management, is seeking a Senior Compliance Advisory Manager to join their dynamic team.This full-time position involves ensuring the Group adheres to all relevant laws, regulations, and internal policies, including Consumer Duty, SM&CR, CASS, and ESG considerations.You will provide...

  • Compliance Advisory Manager

    3 weeks ago

    Bath, Bath and North East Somerset, United Kingdom fish4.co - Jobboard Full time

    Senior Compliance Advisory ManagerLocation: Hybrid - 1 day a week in the officeSalary: Up to GBP100,000Benefits: Bonus, 34 days holiday, 7% pension, life assurance, private medical, professional development opportunitiesWe are seeking a Senior Compliance Advisory Manager to join our dynamic team. As a key member of our compliance team, you will play a vital...

  • Compliance Advisory Manager

    3 weeks ago

    Bath, Bath and North East Somerset, United Kingdom fish4.co - Jobboard Full time

    Senior Compliance Advisory ManagerLocation: Hybrid - 1 day a week in the officeSalary: Up to GBP100,000Benefits: Bonus, 34 days holiday, 7% pension, life assurance, private medical, professional development opportunitiesWe are seeking a Senior Compliance Advisory Manager to join our dynamic team. As a key member of our compliance team, you will play a vital...

  • Compliance Advisory Manager

    3 weeks ago

    Bath, Bath and North East Somerset, United Kingdom Deerfoot Recruitment Solutions Limited Full time

    Senior Compliance Advisory ManagerLocation: Hybrid - 1 day a week in the officeSalary: Up to £100,000Benefits: Bonus, 34 days holiday, 7% pension, life assurance, private medical, professional development opportunitiesDeerfoot Recruitment Solutions Limited is seeking a Senior Compliance Advisory Manager to join their dynamic team. This full-time position...

  • Compliance Advisory Manager

    2 weeks ago

    Bath, Bath and North East Somerset, United Kingdom Willow Resourcing Limited Full time

    Job DescriptionSenior Compliance Advisory ManagerWillow Resourcing Limited is seeking a highly skilled Compliance Advisory Manager to join its team. As a key member of the Compliance department, you will be responsible for ensuring that all business units are compliant with relevant regulations.Key Responsibilities:Provide support and guidance to all...

  • Compliance Advisory Manager

    4 weeks ago

    Bath, Bath and North East Somerset, United Kingdom Willow Resourcing Limited Full time

    Senior Compliance Advisory ManagerWe are seeking a highly skilled Senior Compliance Advisory Manager to join our team at Willow Resourcing Limited. As a key member of our Compliance department, you will play a crucial role in ensuring our business operates within the bounds of relevant regulations and maintains the highest standards of compliance.Key...

Compliance Advisory Manager

2 months ago

Bath, Bath and North East Somerset, United Kingdom Willow Resourcing Limited Full time
Senior Compliance Advisory Manager

We are seeking a highly skilled Senior Compliance Advisory Manager to join our team at Willow Resourcing Limited. As a key member of our Compliance department, you will play a critical role in ensuring our business operates within the regulatory framework.

Key Responsibilities:

  • Provide guidance and support to all business units to ensure compliance with relevant regulations.
  • Identify and mitigate compliance risks, developing and implementing effective risk management strategies.
  • Develop and deliver compliance training programs to ensure all employees understand their regulatory obligations.
  • Perform horizon scanning, staying up-to-date with relevant regulatory changes and advising management on potential impacts.

Requirements:

  • Previous experience in a Compliance role within an investment management or wealth management environment.
  • Strong knowledge of FCA regulations, with CASS experience a plus.
  • Excellent communication and stakeholder management skills.
  • Ability to deliver engaging compliance training at all levels.

About Us:

We are a dynamic and ambitious investment management business, committed to excellence in all aspects of our operations. Our Compliance department is a critical part of our success, and we are looking for a talented individual to join our team.