Regulatory Affairs Specialist

7 days ago


Bath, Bath and North East Somerset, United Kingdom Cathedral Appointments | South West Recruitment Full time
About the Role

The successful candidate will have a minimum of 3 years' experience in compliance within IFA/Wealth Management, with knowledge of FCA regulations. Ideally, they will hold Level 4 CII certification or be working towards it.

In this role, you will be responsible for conducting risk management, identifying conflicts of interest, and overseeing breach identification and remediation. You will also organize and deliver tailored training programs to ensure staff are equipped with compliance knowledge.

This is an excellent opportunity to develop your skills and career in compliance while working in a dynamic and supportive environment.



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