Compliance Monitoring Specialist
4 weeks ago
Role Overview
The Marlborough Group is seeking a skilled Compliance Monitoring Specialist to join its team. As a key member of the Compliance function, you will play a critical role in ensuring the Group's compliance with regulatory requirements.
Key Responsibilities
- Conduct Compliance Monitoring Reviews within the Group's Compliance Monitoring Plan to a high-quality standard.
- Undertake all aspects of the reviews, including business intelligence, scoping, review and interpretation of relevant regulatory rules, and production of risk-based testing plans.
- Perform field work for the review, including recording evidence of testing, and analyse potential issues to produce high-quality draft and final reports.
- Agree management actions, record, report, and track them through to completion.
- Accurately record time spent on monitoring activities to facilitate measurement of compliance monitoring resource.
- Promote a positive impression of Compliance and a strong compliant culture.
- Assist with the production of management information for the Board and Committees.
- Update and maintain the suite of Compliance Monitoring documentation.
Requirements
- Able to problem solve and deal with complex queries.
- Able to prioritise and work to strict deadlines.
- Attention to detail.
- Strong written and verbal communication skills.
- Good stakeholder management, at all levels.
- Able to persuade and influence.
- Good numeric skills.
Benefits
- Competitive salary with annual salary reviews.
- 25 days annual leave plus statutory bank holidays.
- 9% non-contributory pension.
- Annual discretionary bonus scheme.
- Private Healthcare Scheme.
- Death in Service at 5 x annual salary.
- 35 hour working week.
- Training for IOC and other relevant qualifications.
- Exam completion bonus £500 (IOC).
- Study leave.
- Cycle 2 work scheme.
- Eye test reimbursement.
- Your birthday off.
- 13 weeks fully paid maternity leave.
- 2 weeks fully paid paternity leave.
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