Senior Risk Consultant
5 days ago
Citi Global Markets is a world-class provider of financial solutions with an unmatched global presence. Our clients include corporates, institutional investors, and governments from over 80 countries.
The Markets Governance & Control team works closely with our businesses and functions to identify, evaluate, and manage operational and compliance risks in our Sales and Trading operations. The 1st Line of Defence (1LOD) Markets Controls Testing team is responsible for executing a comprehensive risk-based control testing programme covering all our Markets businesses globally.
This role reports to the Global Markets Control Testing Programme Head within the Markets Governance & Control Team. The programme head leads a team of approximately 40 controls testing professionals who support the above responsibilities.
Key Responsibilities:This position involves planning, executing, and reporting the results of control testing covering our Markets Trading and Sales businesses.
The key responsibilities of this role are:
- Executing controls design and operating effectiveness testing to agreed timelines and escalating obstacles to delivery.
- Maintaining high standards and best practices for execution of testing activities and associated documentation.
- Providing challenge to stakeholders on the design and effectiveness of controls.
- Supporting stakeholders in determining necessary control remediation identified through the testing programme.
- Maintaining strong stakeholder relationships across Front Office, Markets Conduct Risk, Compliance, and Operational Risk.
- Drafting impactful summary outputs from the testing programme.
We offer a competitive base salary of $120,000 per annum, annually reviewed, along with a discretionary annual performance-related bonus. Other benefits include:
- 27 days annual leave plus bank holidays.
- Private Medical Care & Life Insurance.
- Employee Assistance Program.
- Pension Plan.
- Paid Parental Leave.
- Special discounts for employees, family, and friends.
- Access to an array of learning and development resources.
To be successful in this role, you will need:
- Relevant experience in Front Office controls testing, internal audit, external audit, independent control reviews, or similar disciplines.
- Knowledge of Markets Sales and Trading activities, risks, and related controls.
- Strong understanding of control design assessment and effectiveness testing techniques and practices.
- Experience of developing and maintaining effective senior stakeholder relationships.
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