Regulatory Affairs Manager

2 weeks ago


Cambridge, Cambridgeshire, United Kingdom KOS International Limited Full time
Job Description

We are looking for a highly skilled Senior Compliance Manager to join our team at KOS International Limited in Cambridge. The successful candidate will have a strong background in compliance and regulatory affairs, with a proven track record of managing complex compliance programs.

About the Role:

  • Manage and maintain compliance programs, ensuring adherence to regulatory requirements and internal policies.
  • Develop and implement effective compliance strategies, identifying areas for improvement and mitigating risks.
  • Collaborate with cross-functional teams to ensure compliance with regulatory requirements and industry best practices.
  • Provide guidance and support to employees on compliance matters, educating them on relevant regulations and internal policies.
  • Act as the primary point of contact for FCA-related matters, including license applications, audits, and communications.
  • Lead compliance audits and risk assessments, identifying and mitigating potential issues.
  • Regularly report compliance status and provide recommendations to senior management.

Requirements:

  • Bachelor's degree or higher in Finance, Law, or a related field.
  • At least 5 years of compliance experience in the financial asset management industry.
  • In-depth knowledge of regulatory regulations and compliance frameworks, with extensive compliance management experience.
  • Thorough understanding of compliance auditing, risk control, and internal controls.
  • Strong communication and teamwork skills, with the ability to effectively coordinate cross-departmental collaboration.
  • Proficient in using compliance management tools and software.
  • Relevant compliance certifications (e.g., CFA, CIA, CRCM) are preferred.
  • Experience working with the FCA is highly desirable.
  • Familiarity with compliance and regulatory policies in the crypto industry.


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