Regulatory Affairs Manager

3 days ago


London, Greater London, United Kingdom AJ FOX COMPLIANCE Full time

An innovative, forward-thinking law firm is seeking a Senior Compliance Executive to drive meaningful change and ensure the highest standards are maintained.

In this role, you'll work closely with the Head of Risk and Compliance, collaborating across the business to embed a strong compliance culture.

The ideal candidate will be a proactive problem solver with a passion for risk management and a sharp eye for detail.

Responsibilities:

  • Collaborate with senior leadership and various departments to ensure compliance with legal, regulatory, and professional standards.
  • Provide expert guidance on regulatory and risk issues.
  • Update policies and procedures to reflect changing compliance legislation.
  • Develop and deliver training programs on risk and compliance.
  • Review and manage AML and counter-terrorism financing measures.
  • Supervise file review systems and identify areas for improvement.
  • Investigate incidents and manage complaints.
  • Lead the Customer Service Focus Group and manage accreditation.
  • Guide Compliance professionals in their work and development.

Benefits include a competitive salary (£60,000 - £80,000 per annum) and opportunities for professional growth and development.



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