Compliance Audit Lead

4 weeks ago

London, Greater London, United Kingdom TikTok Full time
Job Description

Job Title: Compliance Internal Audit Lead

Job Summary: We are seeking an experienced Compliance Audit Lead to contribute to the ongoing development of the Compliance pillar reporting to the Global Head of Compliance Audit.

Key Responsibilities:

  • Lead planning and execution of compliance audit programs and compliance risk assessments.
  • Leverage data analytics to detect risk signals and unearth insights.
  • Communicate issues and recommendations to senior management.
  • Develop and maintain collaborative working relationships with management, understand the business to provide value-added services, and establish credibility as a management consultant and internal controls resource.
  • Ability to grasp complex, home-grown technology stack, comfortable speaking with legal and product teams; and be the go-to person on compliance topics such as payments compliance.
  • Understanding emerging compliance hot spots and build a robust framework to help manage changing compliance landscape.
  • Work closely with business partners, including product and legal compliance leaders, to assess complex regulatory frameworks and evaluate applicability across Bytedance's suite of products.
  • Collaborate with the Global Head of Compliance and peers to develop and implement an audit program for compliance and integrated audits, tailored to TikTok and ROW ByteDance products.
  • Ensure the overall quality and consistency of audit work, adhering to department and professional standards.
  • Continuously seek opportunities for audit process improvement.
  • Identify and develop audit techniques, including continuous auditing, data analysis, and monitoring using internal platforms and technology.

Requirements:

  • Demonstrated experience managing a portfolio of audits, with concurrent oversight and execution of multiple projects.
  • Experience managing integrated audits that address a combination of financial/operational and technology objectives.
  • Passion for decoding compliance, products and standards. Strong critical thinking skills combined with the ability to provide a credible technical challenge to the business.
  • Proven ability to work in a fast-paced environment with a product-centric culture.
  • Proven analytical ability to assess complex technology environments against risk assessment outcomes, industry best practices, internal standards and external regulatory requirements.
  • Strong written and verbal skills appropriate for executive reporting and presentation.
  • Experience working in a global organization and managing projects across different time zones (America and EMEA).

Preferred Qualifications:

  • Experience: 5+ years of experience in compliance or compliance adjacent fields, including hands-on experience in areas such as compliance assurance experience in tech-driven organizations, performing risk assessments and identifying associated controls across all areas of the business, creating a common controls framework, building regulatory audit plans, understanding of payment and payment licensing regulations, deep knowledge of BSA/AML, KYC, Transaction monitoring and sanctions controls, knowledge of regulations, compliance testing methodologies, and risk management principles as it applies to fast growth technology companies.
  • Experience of working at a startup company or tech/fintech company is a plus.
  • Education: Bachelor's degree in law, risk, business or any other related field.
  • Knowledge of external leading risk and controls frameworks such as NYDFS, DSA, PSD2, NIST, GDPR, CCPA etc.
  • Certifications: Professional certifications such as CFE, CISA, CIA, CRISC, CRCM.

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