Senior Risk and Compliance Specialist

2 weeks ago


London, Greater London, United Kingdom AJ FOX COMPLIANCE Full time
Job Summary

We are seeking a highly skilled Senior Risk and Compliance Analyst to join our team at AJ FOX COMPLIANCE. This is a fantastic opportunity for someone looking to develop their compliance career and gain hands-on experience with a variety of compliance areas, including AML, conflicts management, and other regulatory matters.

This diverse and engaging role allows an ambitious individual to broaden their compliance expertise and enhance their knowledge and practical skills with exposure to a wide range of regulatory issues, beyond AML and conflicts.

Key Responsibilities:

  • Conduct thorough AML checks, ensuring compliance with our firm's policies by reviewing documentation and performing risk assessments for new and reopened clients.
  • Guide fee earners on AML requirements and assist in maintaining ongoing monitoring for higher-risk clients.
  • Review conflict checks and manage queries from the Compliance team inbox, ensuring timely and accurate responses.
  • Monitor compliance with engagement letters and maintain client and matter records.
  • Supervise and train junior analysts, acting as the first point of escalation for their queries and concerns.
  • Advise staff on compliance policies and best practices, conducting training sessions for new joiners and maintaining compliance registers.
  • Collaborate with senior personnel on special projects to ensure smooth operations.

We are looking for someone with a strong background in risk and compliance, ideally with at least three years of experience within a law firm. You should be well-versed in AML and conflict management, confident in advising stakeholders, and comfortable handling escalations from junior team members.

We are seeking someone approachable and proactive, with excellent communication skills and a keen eye for detail. Someone driven, thriving in a fast-paced environment and eager to grow with the team will excel in this role.

If you are looking to expand your compliance expertise and enjoy tackling regulatory challenges alongside your day-to-day AML and Conflicts duties, we want to hear from you.



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