Compliance Risk Manager
1 day ago
Love Finance is a leading online finance broker and lender dedicated to empowering UK businesses. With a strong focus on regulatory compliance, we are seeking a highly skilled Compliance Officer to join our team.
We are committed to providing exceptional customer experiences while adhering to the highest standards of regulatory compliance. As a Compliance Officer, you will play a critical role in ensuring that our business operates within the bounds of relevant laws and regulations.
The ideal candidate will have a deep understanding of FCA regulations, including the FCA Handbook, MiFID II, and GDPR. You will be responsible for monitoring and ensuring compliance with all relevant rules and regulations, as well as identifying potential risks and non-compliance.
A key aspect of this role is to assist in the development, implementation, and regular review of compliance policies, procedures, and internal controls. You will also conduct regular compliance monitoring, audits, and reviews to identify potential risks or non-compliance.
In addition, you will provide compliance training to staff at all levels, ensuring they are fully aware of regulatory requirements and the company's internal compliance policies. Your expertise will help us maintain a risk-aware culture across the business.
This is an exciting opportunity for a skilled Compliance Officer to join a dynamic team and contribute to our continued growth and success. If you are passionate about regulatory compliance and want to make a real impact, please apply.
Key Responsibilities:
- Monitor and ensure compliance with all relevant FCA rules and regulations
- Assist in the development, implementation, and regular review of compliance policies and procedures
- Conduct regular compliance monitoring, audits, and reviews
- Provide compliance training to staff at all levels
- Identify and report potential risks and non-compliance
Requirements:
- At least 3-5 years of experience in a compliance role within an FCA-regulated financial services firm
- Deep understanding of FCA regulations, including the FCA Handbook, MiFID II, and GDPR
Salary: £34,000 - £60,000 per annum depending on experience.
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