Compliance Officer
1 month ago
Realty Income is seeking a highly skilled Compliance Officer to join our team. As a Compliance Officer, you will be responsible for providing leadership and legal guidance on ethics and compliance issues, fostering a culture of compliance within the company, and ensuring that our business processes and procedures adhere to applicable laws, rules, and regulations.
Key Responsibilities:- Develop and update the company's compliance strategy, policies, and procedures consistent with the U.S. Department of Justice's guidance on corporate compliance programs.
- Provide sound advice and guidance to senior management, the board, and the business on a wide range of matters affecting the company's ethics and compliance program.
- Monitor and audit compliance performance and activities of the company and its employees, agents, partners, and vendors, and ensuring timely and accurate reporting of compliance information.
- Conduct and oversee internal investigations to assess potential compliance violations, breaches, or complaints.
- Juris Doctorate or international equivalent degree in Law.
- 15+ years of relevant legal practice experience in white-collar crime or regulatory compliance, including significant in-house experience in a real estate or financial services business.
- 10+ years of relevant experience in ethics and compliance, including helping organizations ensure compliance with the U.S. Foreign Corrupt Practices Act and other financial crime laws.
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Compliance Officer
1 month ago
London, Greater London, United Kingdom Compliance Professionals Full timeCompliance Officer RoleWe are seeking a Compliance Officer to support our boutique wholesale bank in ensuring compliance with regulatory requirements and internal policies.Key Responsibilities:Monitor and assess compliance with regulatory requirements and internal policies.Assist with the development and implementation of compliance policies and...
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Compliance Officer
1 month ago
London, Greater London, United Kingdom Compliance Professionals Full timeWe are seeking a Junior Compliance Officer to support our boutique wholesale bank in ensuring compliance with regulatory requirements and internal policies.The ideal candidate will have 1-2 years of experience in a regulatory compliance role within the banking space, knowledge of FCA & PRA regulations, and a degree or MBA in Compliance.Key responsibilities...
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Compliance Officer
1 month ago
London, Greater London, United Kingdom Compliance Professionals Full timeCompliance OfficerWe are seeking a highly skilled Compliance Officer to join our team at Compliance Professionals. As a Compliance Officer, you will be responsible for ensuring our company's compliance with regulatory requirements and industry standards.Key Responsibilities:Own, maintain, develop and review compliance policies, advising management on...
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Compliance Officer
3 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob Title: Compliance ManagerJob Summary:We are seeking a highly skilled Compliance Manager to join our team at Compliance Professionals. The successful candidate will be responsible for managing a small team and will be required to work 4 days in the office.Key Responsibilities:Consideration of all relevant statutory and regulatory provisions, particularly...
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Compliance Officer
1 month ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob Summary:We are seeking a highly skilled Compliance Officer to join our team at Compliance Professionals. The successful candidate will be responsible for ensuring adherence to regulatory requirements and internal policies, monitoring and assessing the effectiveness of compliance controls and procedures, and identifying and reporting compliance risks and...
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Compliance Officer
5 days ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob SummaryWe are seeking a highly skilled and experienced Compliance Officer to join our team at Compliance Professionals in London. The successful candidate will be responsible for ensuring that all regulatory requirements are met and maintained, while also providing administrative support to the legal department.Key Responsibilities:Writing minutes and...
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Chief Compliance Officer
1 month ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob Title: Chief Compliance OfficerOur client, a leading international banking organization, is seeking a highly skilled Chief Compliance Officer to join their team on a permanent basis.Key Responsibilities:Ensure all managers fulfill their responsibilities and oversee the implementation of compliance policies and procedures.Develop and maintain policies and...
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Chief Compliance Officer
1 month ago
London, Greater London, United Kingdom Compliance Wise Full timeJob Title: Chief Compliance OfficerCompliance Wise is seeking a highly experienced Chief Compliance Officer to lead our global Compliance function. As a key member of our senior leadership team, you will be responsible for ensuring that our firm meets and maintains the highest standards in professional conduct and quality, adhering to our legal and...
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Risk and Compliance Officer
1 month ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob Summary:We are seeking a highly skilled Risk and Compliance Officer to join our team at Compliance Professionals. The successful candidate will be responsible for ensuring the bank's compliance with regulatory requirements and identifying potential risks.Key Responsibilities:Monitor and report on compliance with regulatory requirements and bank...
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Regulatory Compliance Officer
1 month ago
London, Greater London, United Kingdom Compliance Professionals Full timeCompliance Professionals is seeking a highly skilled Regulatory Compliance Officer to join our team. As a key member of our compliance team, you will be responsible for ensuring that our firm remains in compliance with all relevant regulatory requirements.Key Responsibilities:Develop and implement effective compliance monitoring and surveillance programs to...
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Compliance Officer
4 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeCompliance Officer Role:Compliance Professionals is seeking a highly skilled Compliance Officer to join our team. As a key member of our compliance department, you will be responsible for assisting with the management of our compliance monitoring program and ensuring adherence to all applicable regulatory obligations.Responsibilities:Consideration of all...
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Compliance Officer
3 weeks ago
London, Greater London, United Kingdom AJ FOX COMPLIANCE Full timeCompliance Analyst RoleAJ FOX COMPLIANCE is seeking a skilled Compliance Analyst to join their London office. This role will support the Compliance team in all their legal and regulatory duties.Key Responsibilities:Conduct customer due diligence (CDD) for a wide range of clients, reviewing CDD materials and advising on any additional information...
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Compliance Officer
4 weeks ago
London, Greater London, United Kingdom AJ FOX COMPLIANCE Full timeAt AJ FOX COMPLIANCE, we are seeking a highly skilled Compliance Officer to join our team. As a Compliance Officer, you will be responsible for handling a broad range of compliance, conflicts, and AML issues. You will have the opportunity to handle escalations from officers and work closely with secretaries, fee earners, and partners to advise on best...
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Compliance Officer
3 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeCompliance Monitoring and Regulatory ComplianceWe are seeking an experienced Compliance Officer to join our team at Compliance Professionals. The ideal candidate will have a strong background in regulatory compliance and experience in managing a small team.Key Responsibilities:Monitor and review all relevant statutory and regulatory provisions, including...
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Compliance Officer
2 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeAbout the Role:Compliance Professionals seeks a skilled Compliance Officer - Financial Markets to join our team. The ideal candidate will have experience in a trade monitoring/trade surveillance function in a trading, brokerage, gambling or banking environment.Key Responsibilities:Develop and implement daily alert review and escalation processes for MAR...
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Compliance Officer
4 days ago
London, Greater London, United Kingdom Compliance Professionals Full timeCompliance Professionals is looking for a highly motivated Market Surveillance Officer to assist us in maintaining a fair and transparent financial market.Job Description:Assisting with the annual market abuse risk assessment.Reviewing and reporting on market surveillance alerts and electronic communications to identify suspicious behaviour.You will work...
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Compliance Officer
1 week ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob DescriptionA career opportunity has arisen for an experienced Compliance Officer to join our team at Compliance Professionals. The ideal candidate will have a strong background in financial services, preferably in investment and life protection.About the RoleWe are seeking a highly motivated individual to oversee the compliance function within our...
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Compliance Officer
2 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeCompliance Officer RoleWe are seeking a seasoned Compliance Officer to join our team at Compliance Professionals. As a specialist mortgage lending company, we require a professional with a strong background in compliance and financial crimes to ensure our operations meet the highest regulatory standards.Key ResponsibilitiesMaintain and develop compliance...
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Compliance Officer Financial Promotions
1 month ago
London, Greater London, United Kingdom Compliance Professionals Full timeCompliance Officer Financial PromotionsOur client is a global asset manager, providing investment advice to institutional and individual investors around the world.Monitoring investment guidelines for UCITS funds/segregated mandates using the Charles River system, including reviews of investment guidelines/restrictions for new accounts/products.Liaising with...
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AML Compliance Officer
2 weeks ago
London, Greater London, United Kingdom AJ FOX COMPLIANCE Full timeAt AJ FOX COMPLIANCE, we are seeking an AML Compliance Officer to support the firm's Bristol office in delivering a top-quality service to the firm's management and lawyers. The successful candidate will oversee AML CDD, risk assessments, and ongoing monitoring.Key responsibilities;Lead the team and manage AML CDD and risk assessments.Review and update the...