Current jobs related to Compliance Officer for Regulatory Reporting and Stakeholder Management - London, Greater London - Allianz Popular SL.
-
Regulatory Compliance Officer
1 week ago
London, Greater London, United Kingdom Compliance Professionals Full timeAbout the RoleWe are seeking an experienced Regulatory Compliance Officer to join our team at Compliance Professionals. This is a fantastic opportunity for a skilled professional to take their career to the next level.Job DescriptionIn this role, you will play a crucial part in ensuring that our company adheres to regulatory requirements. You will provide...
-
London, Greater London, United Kingdom Compliance Professionals Full timeJob Title:Regulatory Compliance Officer Financial InstitutionJob Description:We are seeking a highly motivated Regulatory Compliance Officer to join our team at Compliance Professionals. The successful candidate will work closely with the senior management team to ensure that our financial institution maintains the highest standards of compliance and...
-
Regulatory Compliance Manager
1 week ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob OverviewAs a Compliance & Money Laundering Reporting Officer at Compliance Professionals, you will be responsible for overseeing and maintaining the company's compliance framework. This includes developing and implementing policies and procedures to prevent money laundering and other financial crimes.The ideal candidate will have extensive knowledge of...
-
Compliance Officer
4 days ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob DescriptionThe role of a Compliance & Money Laundering Reporting Officer at Compliance Professionals is to oversee and maintain the company's compliance framework, ensuring that all regulatory requirements are met. This includes developing and implementing policies and procedures to prevent money laundering and other financial crimes.This position...
-
Regulatory Compliance Expert
2 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeAbout the Role:We are seeking a skilled Compliance Officer to join our team at Compliance Professionals. As a key member of our compliance department, you will be responsible for ensuring that our marketing and distribution activities comply with regulatory requirements.Job Description:Review and Approve Financial Promotions: You will review and approve...
-
Regulatory Compliance Specialist
6 days ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob DescriptionWe are seeking a highly skilled Compliance Officer to join our team at Compliance Professionals.About the RoleThis is an excellent opportunity for a seasoned compliance professional to take on a key role in ensuring that our marketing and distribution activities are compliant with regulatory requirements.Key ResponsibilitiesReview and approve...
-
Regulatory Compliance Specialist
1 week ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob OverviewWe are recruiting for a Compliance Executive to join our team at Compliance Professionals. The successful candidate will have a strong background in compliance monitoring and reporting, with experience in reviewing marketing and financial promotions.The ideal candidate will be responsible for overseeing breaches, errors, and complaints, as well...
-
Regulatory Compliance Specialist
1 week ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob Title: Regulatory Compliance SpecialistA prestigious institutional commodities broker seeks a highly skilled Regulatory Compliance Specialist to join their team in Central city location. This specialist will play a critical role in supporting the delivery of annual compliance programs and responding to external compliance requests.The ideal candidate...
-
Compliance Officer
5 days ago
London, Greater London, United Kingdom AJ FOX COMPLIANCE Full timeAJ FOX COMPLIANCE is an innovative law firm seeking a dedicated Compliance Officer - Regulatory Expertise to join our forward-thinking team. As a key member of our compliance function, you'll play a vital role in ensuring our business operates within the bounds of relevant laws and regulations.We're looking for someone who is not only passionate about risk...
-
Compliance Officer
2 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob OverviewWe are a boutique wholesale bank seeking a Junior Compliance Officer to join our team. This is a 5-day office-based role, providing an excellent opportunity to work with a dynamic and experienced team.About the RoleThis role will support the monitoring and assessment of compliance with regulatory requirements and internal policies. Key...
-
Regulatory Affairs Officer
1 week ago
London, Greater London, United Kingdom Compliance Professionals Full timeCompliance Professionals is seeking a Regulatory Affairs Officer to join our team. The successful candidate will have a focus on Marketing & Distribution and will be responsible for ensuring that our marketing and distribution activities comply with regulatory requirements.ResponsibilitiesReview and approve financial promotions, marketing materials, client...
-
Regulatory Compliance Specialist
2 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeAbout Our TeamWe are a boutique wholesale bank dedicated to delivering exceptional services to our clients. As a Junior Compliance Officer, you will play a vital role in ensuring our compliance with regulatory requirements and internal policies.The RoleYou will be responsible for:Supporting Compliance Efforts: Working closely with the team to monitor and...
-
Senior Regulatory Compliance Expert
1 week ago
London, Greater London, United Kingdom Vixio Regulatory Intelligence Full timeAs a Senior Regulatory Compliance Expert at Vixio Regulatory Intelligence, you will play a key role in shaping our company's technical compliance solution for online gaming operators and suppliers. This exciting opportunity allows you to leverage your expertise in regulatory requirements to design and develop a premium quality intelligence solution that...
-
Head of Regulatory Compliance
5 days ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob Overview: As the Global Head of Compliance, you will play a critical role in ensuring our company's compliance with regulatory requirements. You will be responsible for managing global regulatory relationships, providing advisory coverage, and overseeing compliance risk globally.About the Position: We are looking for a seasoned professional with...
-
Regulatory Compliance Officer
5 days ago
London, Greater London, United Kingdom Buckden Partners Full timeJob DescriptionThis Generalist Compliance Officer or Manager position at Buckden Partners is a key opportunity for an experienced compliance professional to join our team and contribute to our organization's success. With a salary range of £60,000 - £80,000 per annum, this role offers a competitive compensation package and the chance to work with a...
-
Regulatory Compliance Specialist
1 week ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob Title: Regulatory Compliance SpecialistEstimated Salary: £55,000 - £70,000 per annum.About the Role:We are seeking a highly skilled Regulatory Compliance Specialist to join our team at Compliance Professionals. As a key member of our compliance department, you will be responsible for ensuring that our business operations comply with relevant regulatory...
-
Chief Compliance Officer
5 days ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob OverviewWe are seeking an experienced Chief Compliance Officer to join our team at Compliance Professionals. This is a fantastic opportunity for a skilled professional to lead our global compliance efforts and drive regulatory excellence.About the Role:Lead our global regulatory relationships and ensure compliance with all relevant regulations.Provide...
-
Compliance Officer
1 month ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob DescriptionA career opportunity has arisen for an experienced Compliance Officer to join our team at Compliance Professionals. The ideal candidate will have a strong background in financial services, preferably in investment and life protection.About the RoleWe are seeking a highly motivated individual to oversee the compliance function within our...
-
Financial Regulatory Compliance Officer
5 days ago
London, Greater London, United Kingdom AJ FOX COMPLIANCE Full timeWe are looking for a Financial Regulatory Compliance Officer to join our AJ FOX COMPLIANCE team in London. The ideal candidate will have experience in law firm risk and compliance, with a solid understanding of anti-money laundering (AML) and counter-terrorist financing.The successful candidate will be responsible for conducting customer due diligence (CDD)...
-
Financial Reporting Officer
5 days ago
London, Greater London, United Kingdom Meraki Talent Limited Full timeJob OverviewMERAKI TALENT is working with an International Bank to find a skilled Financial Reporting Officer - Regulatory Compliance. As a Financial Reporting Officer, you will be responsible for managing the timely submission of monthly regulatory returns to the PRA and ensuring that all regulatory reporting requirements are met.About the CompanyOur client...
Compliance Officer for Regulatory Reporting and Stakeholder Management
1 month ago
As a Compliance Officer at Allianz Global Investors, you will play a vital role in ensuring the company's adherence to regulatory requirements.
The ideal candidate will have 3-5 years of experience working in the asset management industry or a similar data-driven regulatory reporting role.
We are looking for someone with exceptional stakeholder management skills, proficiency in Microsoft Excel and Word, and fluency in English. Knowledge of German or French is a plus.
Your primary responsibilities will include:
- Conducting and reviewing daily shareholder monitoring, data validation, and filing preparation for ISH reporting obligations.
- Ensuring accurate and complete disclosure submissions within prescribed internal and external regulatory deadlines.
- Interpreting legal guidance and regulatory changes across various jurisdictions.
- Preparing analytical findings for further review with key stakeholders.
You will be part of a strong team within the Business and Regulatory Compliance function and collaborate closely with portfolio managers, IT functions, Operations, and other Legal & Compliance stakeholders.
In return, we offer a competitive salary of approximately $80,000 per annum, depending on experience, plus benefits such as a diverse and inclusive work environment, opportunities for professional growth, and a chance to work with a leading active asset management company.