Senior Legal Counsel, Wealth Management
4 weeks ago
The Wealth Management Division
We are a leading global investment banking, securities and investment management firm, seeking a skilled lawyer to join our team in Birmingham. As a member of our Wealth Management division, you will provide advice to our clients on a wide range of financial services, including discretionary investment management, investment advice, brokerage services, deposit taking and lending.
Key Responsibilities
- Advising on the legal and regulatory framework for our Wealth Management transaction-focused businesses.
- Providing counsel to our Wealth Management product specialists on documentation and transactions relating to securities and asset-based lending.
- Advising on the current regulatory regime in the EU and UK, and working with internal and external counsel in other jurisdictions related to our business.
- Supporting our Private Wealth Advisors on all aspects of the client relationship, from pitches through to the structuring of accounts.
- Advising senior Wealth Management Management on a variety of lending and trading issues, including new products and initiatives.
Requirements
- A qualified lawyer with 2-4 years of post-qualification experience, either with a reputable law firm or as in-house counsel.
- Knowledge of the legal and regulatory framework pertaining to one or more of the following: securities and asset-based lending, equity and fixed income securities, or structured products or derivatives.
- Excellent English language skills, with knowledge of another major European language a plus.
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