Compliance Officer
4 weeks ago
We are seeking a highly skilled Compliance Manager to join our team at FinTech People. As a key member of our organization, you will play a critical role in ensuring our company's compliance with regulatory requirements and industry standards.
Key Responsibilities:
- Develop and implement a comprehensive compliance framework and policies to ensure adherence to regulatory requirements.
- Champion compliance within the organization, promoting a culture of compliance and risk awareness.
- Manage internal and external regulatory reporting, ensuring timely and accurate submissions.
- Design and deliver compliance training programs to educate employees on regulatory requirements and industry best practices.
- Lead and advise on compliance projects and product launches, ensuring regulatory compliance and risk mitigation.
- Build and maintain relationships with external compliance partners, leveraging their expertise to enhance our compliance capabilities.
- Develop and train new team members, ensuring a smooth onboarding process and effective knowledge transfer.
- Implement new regulatory changes, staying up-to-date with the latest industry developments and requirements.
Requirements:
- At least 3 years' experience working within a compliance function of an FCA-regulated financial services, insurance, or banking organization.
- Good understanding of the FCA Handbook and Consumer Duty policy.
- Excellent communication and relationship-building skills.
- Able to deliver a high standard of work in a business with developing priorities.
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