Transaction Monitoring Specialist

3 weeks ago

Reading, Reading, United Kingdom AJ Bell Full time

About the Role

We are seeking a skilled Transaction Monitoring Analyst to join our Financial Crime team. This role plays a critical part in ensuring the company's compliance with financial crime regulations through the detection and prevention of financial crime.

The ideal candidate will have prior experience of Transaction Monitoring, transactional analysis, SAR disclosures, and DAML. They will be responsible for reviewing transaction monitoring alerts to identify instances of financial crime and fraud, including money laundering, terrorist financing, sanctions violations, bribery, and corruption.

Key Responsibilities

  • Review transaction monitoring alerts to identify instances of financial crime and fraud.
  • Detect and highlight unusual patterns and suspicious activities through meticulous monitoring of transaction histories and account behaviour.
  • Utilise comprehensive customer information to conduct in-depth investigations into trends and typologies.
  • Undertake transactional analysis to thoroughly investigate the alert to determine if it should be discounted or disclosed to the NCA.
  • Draft SARs for disclosure, including a clear and robust rationale on financial crime concerns and the identifying any proceeds of crime and DAML requirements.
  • Maintain meticulous records and generate insightful reports detailing actions taken on accounts.
  • Provide support to the Financial Crime Manager and Head of Financial Crime in various ad hoc tasks.

Requirements

  • Strong technical knowledge of the UK financial crime regulatory regime across all areas of financial crime, including AML, CTF, Fraud, Sanctions, PEPs, ABC, and Market Abuse.
  • Comprehensive understanding of businesses, structures, governance, control frameworks, and process & control infrastructures within the financial services sector.
  • Experience of transactions monitoring systems, analysing alerts, SAR and DAML disclosures.
  • Ability to work independently and engage with people at all levels of the business.
  • Strong analytical skills and the ability to work well within a team.
  • Educated to degree level or equivalent relevant professional qualification.
  • Experience in a similar Financial Crime role within Financial Services, preferably in the pensions or platform sector.
  • Expert knowledge of FCA expectations relating to financial crime, JMLSG guidance, and relevant financial crime legislation.
  • Excellent analytical ability and attention to detail.
  • Strong communication skills, including report writing and presentation abilities.
  • Developed influencing and negotiation skills.
  • Resilience, tenacity, and the ability to provide effective challenge.

About AJ Bell

AJ Bell is one of the fastest-growing investment platform businesses in the UK, offering an award-winning range of solutions that caters for everyone, from professional financial advisers to DIY investors with little to no experience. We have over 542,000 customers using our award-winning platform propositions to manage assets totalling more than £86.5 billion. Our customers trust us with their investments, and by continuously striving to make investing easier, we aim to help even more people take control of their financial futures.

At AJ Bell, our people are the heart of our culture. We believe in building strong connections by working together. That's why we offer a hybrid working model, where you'll spend a minimum of 50% of your working time per month in the office. For new team members, an initial period will be full-time in the office to help you immerse yourself in our business and build valuable relationships with your colleagues.

We are committed to providing an environment of mutual respect where equal employment opportunities are available to all applicants and all employees are empowered to bring their whole self to work. We do not discriminate on the basis of race, sex, gender identity, sexual orientation, age, pregnancy, religion, physical and mental disability, marital status, and any other characteristics protected by the Equality Act 2010. All decisions to hire are based on qualifications, merit, and business need.

  • Transaction Monitoring Specialist

    4 weeks ago

    Reading, Reading, United Kingdom AJ Bell Full time

    Job Title: Transaction Monitoring AnalystWe are seeking a skilled Transaction Monitoring Analyst to join our Financial Crime team. As a key member of our team, you will play a critical role in ensuring the company's compliance with financial crime regulations through the detection and prevention of financial crime.Key Responsibilities:Review transaction...

  • Transaction Monitoring Specialist

    4 weeks ago

    Reading, Reading, United Kingdom AJ Bell Full time

    Job Title: Transaction Monitoring AnalystWe are seeking a skilled Transaction Monitoring Analyst to join our Financial Crime team. As a key member of our team, you will play a critical role in ensuring the company's compliance with financial crime regulations through the detection and prevention of financial crime.Key Responsibilities:Review transaction...

  • Transaction Monitoring Specialist

    3 weeks ago

    Reading, Reading, United Kingdom AJ Bell Full time

    About the RoleWe are seeking a skilled Transaction Monitoring Analyst to join our Financial Crime team. As a key member of the team, you will play a critical role in ensuring the company's compliance with financial crime regulations through the detection and prevention of financial crime.Key ResponsibilitiesReview transaction monitoring alerts to identify...

  • Corporate Transactions Specialist

    2 weeks ago

    Reading, Reading, United Kingdom Cyan Partners Full time

    About the RoleCyan Partners is seeking an experienced corporate transactions specialist to join their team in Reading. The ideal candidate will have a strong background in private M&A and private equity transactions, with a collaborative approach to deal-making. This is an excellent opportunity for senior associates looking to take on a rare "day one"...

  • Environmental Monitoring Specialist

    2 weeks ago

    Reading, Reading, United Kingdom SOCOTEC UK Limited Full time

    Environmental Monitoring SpecialistSOCOTEC, a leading provider of testing, inspection, and certification services in the UK, is seeking an Environmental Monitoring Specialist to join our Environment and Safety Division. Our expert field teams provide national coverage and tailored services, including site investigation, sampling, and analysis, monitoring,...

  • Transaction Services Director

    4 weeks ago

    Reading, Reading, United Kingdom Austin Rose Full time

    Transaction Services Opportunity in ReadingAustin Rose, a leading Corporate Finance Recruitment Specialist, is seeking a seasoned Transaction Services professional to join their Reading team.This is an excellent opportunity for a Senior Manager or Director in Transaction Services looking to take on a new challenge in a top-tier practice firm.The ideal...

  • Transaction Services Director

    4 weeks ago

    Reading, Reading, United Kingdom Austin Rose Associates Limited Full time

    Austin Rose Associates Limited is seeking a seasoned professional to lead their Transaction Services team in Reading. The ideal candidate will have around 7-10 years of experience in transaction services, a relevant industry qualification, and a strong desire to take on business development responsibilities.Key Responsibilities:Manage multiple deals...

  • Transaction Services Director

    3 weeks ago

    Reading, Reading, United Kingdom Austin Rose Full time

    Are you a seasoned professional looking for a new challenge in Transaction Services We have an exciting opportunity for a Director to join our Reading team at Austin Rose, a leading Corporate Finance Recruitment Specialists.As a key member of our team, you will be responsible for providing due diligence for financial investors, banks, Private Equity, and...

  • Financial Transaction Coordinator

    4 weeks ago

    Reading, Reading, United Kingdom University of Reading Full time

    Job SummaryThe University of Reading seeks a skilled Financial Transaction Coordinator to join its team. As a key member of the finance department, you will be responsible for ensuring the accurate and timely processing of payments and income.Key ResponsibilitiesReconcile payments and income to ensure accuracy and completenessMonitor shared email boxes and...

  • Financial Transaction Coordinator

    4 weeks ago

    Reading, Reading, United Kingdom University of Reading Full time

    Job Title: Financial Transaction CoordinatorThe University of Reading is seeking a highly organized and detail-oriented Financial Transaction Coordinator to join our team. As a key member of our financial services team, you will be responsible for the receipt and processing of payments, as well as maintaining accurate records and ensuring compliance with...

  • Financial Transaction Coordinator

    4 weeks ago

    Reading, Reading, United Kingdom University of Reading Full time

    Job SummaryWe are seeking a highly organized and detail-oriented individual to join our team as a Financial Transaction Coordinator. This role is responsible for the receipt and processing of payments and income for the University.Key ResponsibilitiesReconcile payments and income to ensure accuracy and completenessMonitor shared email boxes and respond to...

  • Condition Monitoring Expert

    4 weeks ago

    Reading, Reading, United Kingdom Workingmums Full time

    Condition Monitoring SpecialistAre you passionate about Condition Monitoring and eager to develop your skills in a dynamic company that offers a great work-life balance? We are seeking a highly motivated Condition Monitoring Specialist to join our Condition Based Maintenance Team.About the RoleAs a Condition Monitoring Specialist, you will be responsible for...

  • Condition Monitoring Expert

    4 weeks ago

    Reading, Reading, United Kingdom Workingmums Full time

    Condition Monitoring SpecialistAre you passionate about Condition Monitoring and eager to develop your skills in a dynamic company that offers a great work-life balance? We are seeking a highly motivated Condition Monitoring Specialist to join our Condition Based Maintenance Team.About the RoleAs a Condition Monitoring Specialist, you will be responsible for...

  • Condition Monitoring Expert

    4 weeks ago

    Reading, Reading, United Kingdom Workingmums Full time

    Condition Monitoring SpecialistAre you passionate about Condition Monitoring and eager to develop your skills with a company that values work-life balance? This is an excellent opportunity to join our Condition Based Maintenance Team, where you will be responsible for key areas of the Condition Monitoring program, including managing databases, analyzing...

  • Condition Monitoring Professional

    3 weeks ago

    Reading, Reading, United Kingdom AWE plc Full time

    AWE plc is seeking a skilled Condition Monitoring Specialist to join our Condition Based Maintenance Team. As a key member of the team, you will be responsible for managing databases, analysing data, reporting findings and recommendations, managing defect rectifications, and coaching /mentoring practitioners.This role offers an excellent opportunity to...

  • Condition Monitoring Expert

    4 weeks ago

    Reading, Reading, United Kingdom Workingmums Full time

    Condition Monitoring SpecialistAre you passionate about Condition Monitoring and eager to develop your skills in a dynamic team? We have an exciting opportunity for a Condition Monitoring Specialist to join our Condition Based Maintenance Team.Key Responsibilities:Manage databases and analyze data to identify trends and areas for improvementReport findings...

  • Condition Monitoring Expert

    2 weeks ago

    Reading, Reading, United Kingdom AWE plc Full time

    AWE plc is seeking a skilled Condition Monitoring Specialist to join our growing Condition Based Maintenance Team.This is an excellent opportunity for a motivated individual to enhance their knowledge of Condition Monitoring and Condition-Based Maintenance and help develop the skills required to progress further in this field.As a CM Specialist, you will be...

  • Condition Monitoring Expert

    1 month ago

    Reading, Reading, United Kingdom AWE plc Full time

    Job Title: Condition Monitoring SpecialistWe are seeking a skilled Condition Monitoring Specialist to join our Condition Based Maintenance Team. As a key member of our team, you will be responsible for managing databases, analyzing data, reporting findings and recommendations, managing defect rectifications, and coaching/mentoring practitioners.About the...

  • Condition Monitoring Expert

    4 weeks ago

    Reading, Reading, United Kingdom AWE plc Full time

    Job Title: Condition Monitoring SpecialistWe are seeking a skilled Condition Monitoring Specialist to join our Condition Based Maintenance Team. As a key member of our team, you will be responsible for managing databases, analyzing data, reporting findings and recommendations, managing defect rectifications, and coaching/mentoring practitioners.About the...

  • Condition Monitoring Expert

    2 months ago

    Reading, Reading, United Kingdom AWE plc Full time

    Job Title: Condition Monitoring SpecialistWe are seeking a skilled Condition Monitoring Specialist to join our Condition Based Maintenance Team. As a key member of our team, you will be responsible for managing databases, analyzing data, reporting findings and recommendations, managing defect rectifications, and coaching/mentoring practitioners.About the...