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London, Greater London, United Kingdom Brookfield Asset Management Full timeJob Title: Compliance Marketing SpecialistBrookfield Asset Management is seeking a Compliance Marketing Specialist to play a key role in the Compliance regulatory marketing review process. The successful candidate will possess a strong working knowledge of European and U.S. regulatory requirements, including ESMA Marketing Guidelines, SEC New Marketing Rule,...
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London, Greater London, United Kingdom Brookfield Asset Management Full timeJob Title: Compliance Marketing SpecialistBrookfield Asset Management is seeking a highly skilled Compliance Marketing Specialist to join our team. As a key member of our Compliance department, you will play a critical role in ensuring that all marketing materials are compliant with regulatory requirements.Responsibilities:Review and revise marketing...
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Compliance Marketing Specialist
1 month ago
London, Greater London, United Kingdom Brookfield Asset Management Full timeJob Title: Compliance Marketing SpecialistBrookfield Asset Management is seeking a highly skilled Compliance Marketing Specialist to join our team. As a key member of our Compliance department, you will play a critical role in ensuring that all marketing materials are compliant with regulatory requirements.Responsibilities:Review and revise marketing...
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Compliance Marketing Specialist
4 weeks ago
London, Greater London, United Kingdom Brookfield Asset Management Full timeJob Title: Compliance Marketing SpecialistBrookfield Asset Management is seeking a highly skilled Compliance Marketing Specialist to join our team in London. As a key member of our Compliance team, you will play a critical role in reviewing and approving marketing materials to ensure compliance with regulatory requirements.Responsibilities:Review and revise...
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Compliance Marketing Specialist
1 month ago
London, Greater London, United Kingdom Brookfield Asset Management Full timeJob Title: Compliance Marketing SpecialistBrookfield Asset Management is seeking a Compliance Marketing Specialist to play a key role in the Compliance regulatory marketing review process. The successful candidate will possess a strong working knowledge of European and U.S. regulatory requirements, including ESMA Marketing Guidelines, SEC New Marketing Rule,...
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Compliance Marketing Specialist
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London, Greater London, United Kingdom Brookfield Asset Management Full timeJob Title: Compliance Marketing SpecialistBrookfield Asset Management is seeking a highly skilled Compliance Marketing Specialist to join our team. As a key member of our Compliance department, you will play a critical role in ensuring that all marketing materials are compliant with regulatory requirements.Responsibilities:Review and revise marketing...
Asset Management Marketing Compliance Specialist
2 months ago
We are seeking a highly skilled Asset Management Marketing Compliance Specialist to join our team at Royal London. As a key member of our Marketing and Communications team, you will play a pivotal role in ensuring that our financial promotions and marketing materials are compliant with regulatory requirements.
The successful candidate will have a deep understanding of the FCA's financial promotions rules and will be able to provide expert guidance and support to our marketing teams. You will be responsible for reviewing and approving financial promotions and documents, as well as providing compliance advice and guidance to our Proposition & Strategy and RLAM Marketing teams.
About the Responsibilities
- Assess and approve financial promotions and documents across the UK and international markets.
- Offer marketing compliance support and guidance to all areas of the business.
- Be the first point of contact for compliance queries and investment management queries.
- Provide compliance advice for marketing projects in relation to financial promotions.
- Conduct control testing of the financial promotions review and approval process.
- Deliver training to the Marketing Compliance team and members of the RLAM Marketing team to increase their knowledge.
- Deliver compliance insight by monitoring regulatory developments at the FCA.
About the Ideal Candidate
- Proven experience in a Marketing Compliance role within an Asset Management firm is essential.
- Knowledge of the FCA financial promotions rules and wider regulatory environment and framework is essential.
- Experience in international regulatory frameworks would be advantageous.
- Excellent knowledge of investment matters in UCITS and AIFMD.
- Excellent stakeholder management skills with the ability to build relationships and collaborate with stakeholders in the business.
- Languages would be beneficial but not essential.
About Royal London
We are a leading mutual life, pensions, and investment company, offering a range of products and services to our customers. We are committed to providing a supportive and inclusive work environment, with a focus on employee well-being and development.
