Regulatory Compliance Expert for Financial Services

Role OverviewVixio Regulatory Intelligence is seeking a highly skilled Regulatory Compliance Expert to lead the development of a premium technical compliance solution.The ideal candidate will have experience in compliance roles at regulated gambling operators or technology providers and possess strong communication skills.

Compliance, Risk and Oversight Officer (CROO)Job Summary: We are seeking a Compliance, Risk & Oversight Officer for our company who will work closely with the Risk and Compliance Officer. The role will be a primary control function for the company.About Us: Fire Financial Services Limited is a leading FinTech firm working with thousands of businesses and...

Job SummaryWe are seeking an experienced Regulatory Compliance Expert to join our team at Compliance Professionals. This role will involve ensuring adherence to statutory and regulatory provisions, monitoring regulatory developments, and maintaining the Compliance Monitoring Programme.Key ResponsibilitiesEnsure compliance with FCA, LME, LME Clear, NFA, and...

As a Financial Services Regulatory Compliance Expert at Danos Group in London, you will have the opportunity to deliver subject matter expertise to a wide range of financial services clients. These clients include Retail, Wealth Management, and Asset Management, among others.About UsDanos Group is a boutique consultancy looking to expand its presence in the...

Regulatory Affairs Specialist - Chemical Compliance ExpertWe are seeking a highly skilled Regulatory Affairs Specialist to join our team at VRS Regulatory. As a key member of our regulatory affairs team, you will be responsible for providing expert advice on chemical regulatory compliance and ensuring that our clients' products meet the necessary regulatory...

About the RoleWe are seeking a highly experienced Compliance Manager to join our team at Compliance Professionals.The successful candidate will have extensive experience of working in a financial services industry Compliance Department covering private banking/wealth management activities.Key responsibilities will include:Assisting with ensuring compliance...

Compliance Manager RoleWe are seeking a highly skilled Compliance Manager to join our team at Compliance Professionals. The successful candidate will be responsible for ensuring that compliance related directives, policies, and procedures remain up to date.Key Responsibilities:Assist with ensuring that compliance related directives, policies, and procedures...

Compliance ManagerThe Compliance Professionals are seeking a highly skilled Regulatory Compliance Specialist to join their London-based compliance team. This is a challenging and rewarding role that requires strong knowledge of regulatory requirements and compliance best practices.About the Role:This position plays a crucial role in ensuring adherence to...

Compliance Director Role OverviewWe are seeking a highly skilled Compliance Director to join our team at Compliance Professionals. As a key member of our compliance team, you will be responsible for identifying and reviewing regulatory developments and changes, assessing their impact on our business and products, and implementing remedies to promote better...

Job Title: Regulatory Compliance ExpertWe are seeking an experienced Regulatory Compliance Expert to join our team at Richard James Recruitment Specialists Ltd. The successful candidate will be responsible for developing and implementing compliance programs, reviewing trading activities, and identifying regulatory compliance risk.Key Responsibilities:Develop...

**A Unique Opportunity**CUBE Content Governance Global Limited seeks a Compliance Expert - Regulatory Services to join our London-based team. This is a highly rewarding role with a competitive salary of £70,000 per annum, reflecting the significance of maintaining and developing our proprietary regulatory Ontology.Key ResponsibilitiesThe ideal candidate...

Job Summary:Compliance Professionals seek a skilled Compliance Advisory Expert to join their team. The successful candidate will provide expert advice and guidance on financial crime matters, ensuring the company remains compliant with regulatory requirements. This is an excellent opportunity to work with a reputable company and advance your career in...

About the RoleWe are seeking a skilled Regulatory Compliance Specialist to join our team at Compliance Professionals.Job SummaryThe ideal candidate will have at least 5 years' experience in Compliance or Operations within financial services, preferably fund management and/or discretionary management environment. Strong appreciation of Compliance and...

Job DescriptionWe are seeking a highly skilled Compliance Regulatory Expert to join our team at SGS Société Générale de Surveillance SA.About the RoleThe Compliance Regulatory Expert will be responsible for providing expert advice on regulatory matters related to compliance risk management, financial regulations, and corporate governance. This role will...

We are seeking a seasoned Compliance Risk Management Expert to lead our global compliance efforts. Based in the City, our client is a world-leading specialist broker with a reputation for excellence.Job OverviewThe successful candidate will be responsible for managing global regulatory relationships, providing advisory coverage to all business desks...

Job Description:Chadwick Nott is working with a wealth and asset management business seeking an experienced Senior Regulatory Lawyer to join their growing business.About the Role:The ideal candidate will have previously worked for a regulated financial services organisation in a similar capacity, providing expert advice on regulatory matters, ensuring...

Job DescriptionA career opportunity has arisen for an experienced Compliance Officer to join our team at Compliance Professionals. The ideal candidate will have a strong background in financial services, preferably in investment and life protection.About the RoleWe are seeking a highly motivated individual to oversee the compliance function within our...

Job DescriptionWe are seeking a highly skilled Regulatory Compliance Expert to join our team at SGS Société Générale de Surveillance SA.About the RoleThe Regulatory Compliance Expert will be responsible for ensuring that our activities and operations comply with relevant regulations and laws. This includes providing guidance and support to our business...

Job DescriptionCompliance Professionals is seeking a highly skilled Regulatory Compliance Specialist to join our team.About the RoleThis exciting opportunity allows you to utilize your expertise in regulatory compliance to provide comprehensive advice on requirements and interpret complex regulatory changes. You will work closely with key stakeholders,...

Compliance Monitoring and Regulatory ComplianceWe are seeking an experienced Compliance Officer to join our team at Compliance Professionals. The ideal candidate will have a strong background in regulatory compliance and experience in managing a small team.Key Responsibilities:Monitor and review all relevant statutory and regulatory provisions, including...