Financial Services Risk Manager

2 weeks ago


United Kingdom 086 NT Mgmt Services Ireland Ltd Full time

Job Summary:

The Audit Manager will be responsible for coordinating and collaborating with the global Asset Servicing audit team on the identification of risk areas and execution of audit deliverables as part of the overall Asset Servicing audit plan. This role requires a strong understanding of regulatory standards and frameworks, as well as experience in financial services or a similar regulated industry.

Key Responsibilities:

  • Coordinating and collaborating with the global Asset Servicing audit team on the identification of risk areas and execution of audit deliverables as part of the overall Asset Servicing audit plan.
  • Demonstrating professional scepticism, evaluating business processes, controls and operating practices during audit related work.
  • Evidencing effective audit team review and challenge to assess the overall quality of control design, operating effectiveness, implementation and sustainability.
  • Project-managing assigned audit deliverables end-to-end, overseeing audit team staffing, assigning team tasks and monitoring the audit budget to ensure work is performed within established timeframes.
  • Reviewing audit team output such as work-paper documentation, testing findings and recommendations ensuring adherence to Department standards.
  • Displaying strong presentation and communication skills in presenting audit findings to stakeholders and audit management.
  • Interacting regularly with Senior and Executive Management to assess risk, business changes and other significant events that could impact the business and/or the audit plan.
  • Understanding and assisting in the implementation of data analytic techniques to support testing/assessment of the area under review.
  • Drafting the final report to ensure appropriate adherence to the Department's Policies and Standards.
  • Conducting continuous monitoring meetings with the Asset Servicing business and Audit Services management.
  • Developing and demonstrating an ongoing understanding of Asset Servicing business risks, controls, and processes.
  • Maintaining a knowledge base on regulatory rules and regulatory changes within the Asset Servicing industry.
  • Managing and performing special projects as assigned.

Requirements:

  • Extensive experience in financial services or a similar regulated industry, with several years of strong experience related to auditing/risk management/compliance.
  • Knowledge of regulatory standards and/or frameworks.
  • Ability to communicate effectively in both oral and written forms including report writing and work paper documentation skills.
  • Knowledge of data analytics tools and techniques that can be applied to support audit testing/assessments.

Compensation: The estimated annual salary for this role is approximately €80,000 - €110,000 depending on qualifications and experience.



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