Compliance Specialist

3 weeks ago


Derby, Derby, United Kingdom Austin Fraser Full time

Astute's partnership with a prominent energy company presents an exciting opportunity for a skilled Regulations and Compliance Analyst. Based in Derby, this role offers hybrid working options and a competitive salary ranging from £50,000 to £63,800, influenced by experience, pension, and flexible working arrangements.

As a key player in the business's growth, the Regulations and Compliance Analyst will be responsible for maintaining regulatory standards. Key duties include:

Core Responsibilities
  1. Manage regulatory and compliance matters, collaborating with the central EIS regulations team as necessary.
  2. Design and execute regulatory and compliance policies and procedures for the IDNO.
  3. Offer expert guidance to drive business expansion and onboarding initiatives.
  4. Serve as the main point of contact for IDNO regulations and compliance inquiries.
  5. Conduct thorough audits and investigations to guarantee regulatory compliance.
  6. Deliver compliance reports to senior management and regulatory bodies.
  7. Partner with the central EIS regulations team to track changes in legislation and update internal policies accordingly.
  8. Resolve compliance-related issues and concerns.
  9. Keep accurate records of compliance activities and documentation.

Essential requirements include:

  1. Background in compliance or regulation.
  2. Ability to establish and maintain effective compliance programs.

For success in this role, strong communication skills are crucial, encompassing both written and verbal interactions.



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