Merrill Market Supervision Leader
3 weeks ago
At Bank of America, we're committed to helping our clients achieve their financial goals while ensuring a safe and compliant work environment. As a Merrill Market Supervision Manager, you will play a critical role in supporting the Firm's business objectives and contributing to the Market's profitability by influencing Financial Advisors' business practices.
This senior leadership position involves managing delegated compliance, administrative, and business functions related to the Merrill Wealth Management Market Executive's overall managerial responsibilities for parent and associate offices.
Key Responsibilities- Manage day-to-day Financial Advisor business needs, ensuring adherence to bank compliance policies and procedures;
- Coach advisors in supporting the company strategy and continuing to grow their businesses;
- Monitor advisor and client activity, including financial transactions, to ensure compliance with firm and regulatory requirements and minimize risk;
You will be responsible for performing, monitoring, and demonstrating adherence to internal and external standards, policies, laws, rules, and regulations related to client advice and recommendations, sales practice activities, and conduct of market personnel.
Required Qualifications- Holding SIE, Series 7 AND Series 66 (or Series 63 AND Series 65), Series 9 AND Series 10 (or Series 8) or equivalent licenses;
- Minimum of 5+ years professional experience;
- Proven ability to manage risk, make sound decisions by having a deep understanding of industry regulations, supervisory requirements, policies/procedures, wealth management concepts, and financial services products;
We offer a competitive salary range of $120,000 - $160,000 per year, based on location and experience.
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Market Supervision Leader
3 weeks ago
London, Greater London, United Kingdom Bank of America Full timeOverviewThe Bank of America is seeking a highly skilled Market Supervision Manager to join our team. This role will play a critical part in ensuring the successful growth and profitability of our market.Estimated Salary: $80,000 - $120,000 per yearJob DescriptionWe are looking for an experienced professional with strong leadership skills to manage delegated...
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Urban Design Leader
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Design and Planning Professional
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Lead Architectural Design Manager
4 weeks ago
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Principal Design Director
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Entry Level Architectural Designer
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London, Greater London, United Kingdom Skidmore, Owings & Merrill Full timeJob Description:We are seeking a highly motivated and skilled Junior Design Professional to join our team as an Entry Level Architectural Designer. As a member of our design team, you will be responsible for contributing to the development of architectural projects under the direct supervision of project leadership.Responsibilities:Contribute to the...
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Global Markets Risk Senior Manager
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Market Supervision Professional
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Urban Design and Planning Leader
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Market Supervision Expert
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Retail Store Leader
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London, Greater London, United Kingdom Whole Foods Market Full timeJob OverviewWe are seeking a highly motivated and experienced Retail Store Leader to join our team at Whole Foods Market. As a key member of our store leadership team, you will be responsible for driving sales growth, improving customer satisfaction, and fostering a positive work environment.Key ResponsibilitiesDevelop and execute business plans to drive...
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Care Home Director
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Manager of Elderly Services
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B2B Marketing Leader
2 weeks ago
London, Greater London, United Kingdom PolyAI Full timePolyAI is seeking a highly experienced B2B Marketing Leader to drive its success. With a strong focus on delivering the world's best voice experiences, we're looking for someone with 5+ years of experience in B2B marketing (enterprise SaaS preferred). As a B2B Marketing Leader, you'll be responsible for crafting strategic messaging, refining value...
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Cloud Services Leader for UK Market
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London, Greater London, United Kingdom Nordcloud group Full timeNordcloud, an IBM company, is a European leader in cloud advisory, implementation, application development, managed services, and training. As the Cloud Services Leader for the UK market, you will play a key role in driving double-digit growth with sustainable profit increases.The ideal candidate will have 3+ years of direct experience in the cloud services...
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Strategic Marketing Leader
4 weeks ago
London, Greater London, United Kingdom Lockton Companies Full time{"h1": "Marketing Strategy Leader", "p": "We are seeking a highly skilled Marketing Strategy Leader to join our team at Lockton Companies. The ideal candidate will be a strategic thinker with excellent communication skills and the ability to lead high-performing marketing teams.Key Responsibilities:* Develop and implement multi-channel strategic marketing...
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Global Marketing Leader
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Marketing Transformation Leader
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London, Greater London, United Kingdom Nationwide Full timeAbout the RoleWe are seeking an experienced Marketing Transformation Leader to join our Personalisation Strategy and Decisioning team within the Customer, Brand & Engagement (CB&E) function.This role plays a crucial part in our journey to transform our capability to deliver personalised performance marketing.As a Marketing Transformation Leader, you will...
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Digital Marketing Leader
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London, Greater London, United Kingdom Smarkets Full timeJob DescriptionSmarkets is a Series B tech company that offers a unique opportunity for a talented Digital Marketing Leader to shape the future of our betting trading technology landscape.As a Digital Marketing Leader, you will lead the development and execution of multi-channel CRM strategies to engage customers and drive business growth.You will work...