Senior Regulatory Compliance Expert
2 weeks ago
Chadwick Nott is working with a wealth and asset management business seeking an experienced Senior Regulatory Lawyer to join their growing business.
About the Role:The ideal candidate will have previously worked for a regulated financial services organisation in a similar capacity, providing expert advice on regulatory matters, ensuring compliance with applicable laws and regulations, and supporting legal risk management across the Group.
This role involves close collaboration with senior management, working closely with the Compliance team and other internal departments to navigate the complex regulatory landscape pertaining to the businesses.
Duties and Responsibilities:- Advise on and interpret regulations issued by financial regulatory bodies, including the FCA and other relevant regulators.
- Act as primary legal point of contact for all regulatory legal queries and enquiries.
- Develop, implement, and ensure company policies, procedures, and products across various business areas are compliant with current and evolving regulations.
- Lead the developments and implementation of regulatory compliance programmes, working closely with compliance colleagues.
- Provide legal counsel on complex regulatory matters, including licensing, reporting obligations, and risk management.
- Draft, review, and negotiate contracts, agreements, and other legal documents in line with regulatory requirements.
- Legal qualification: 6+ yrs PQE with broad regulatory legal experience working within a regulated financial services organisation.
- A well-rounded, broadly based, and highly regarded regulatory legal specialist with first-rate academic credentials, demonstrable intellectual abilities, and an excellent career track record to date.
- An in-depth understanding of the financial services industry and demonstrable wide-ranging regulatory legal expertise.
This will be a hybrid opportunity requiring 3 days a week based from the central London or Bristol office. The salary is circa £130-140K + benefits.
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