Deputy MLRO Lead: Financial Crime Expert

2 weeks ago

London, Greater London, United Kingdom Rosie's People Full time

At Rosie's People, we are seeking a highly skilled and experienced Deputy MLRO to join our team. As a key member of our Compliance Department, you will play a vital role in ensuring the company remains compliant with all relevant regulations.

About the Role

We are looking for an individual with at least 5 years of experience in a FCA compliance role at a Payment Institution or E-Money Institution. You will be responsible for managing the end-to-end cardholder onboarding workflow, including KYC due diligence, risk assessment, and risk classification. Additionally, you will ensure that Compliance reporting to the FCA is adhered to on time and suspicious activity reports are filed with the NCA.

Key Responsibilities
  • Cardholder Onboarding: Responsible for the end-to-end cardholder onboarding workflow, including KYC due diligence, risk assessment, and risk classification, and investigations.
  • Compliance Reporting: Ensure Compliance reporting to the FCA is adhered to on time and suspicious activity reports are filed with the NCA.
  • Sanctions Screening: Manage the Sanctions/PEP/Adverse Media screening program & the ongoing monitoring of business relationships.
  • Payment Transactions Monitoring: Monitor payments transactions (Card, Bank, etc) for suspicious activity (Fraud, AML, TF).
  • Fraud Risk Policies: Write and maintain all relevant fraud, risk & compliance related policies.
  • Regulatory Reports: Prepare reports for regulatory bodies and the Board in the UK.
  • AML Training: Conduct internal AML training as required.
  • Team Management: Act as the Deputy MLRO & manage a diverse Fraud, Risk & Compliance Team.
Requirements
  • Experience: Minimum of 5 years experience in a FCA compliance role at a Payment Institution or E-Money Institution.
  • Knowledge: Knowledge of payments, risks and UK/EU regulations (4/5MLD, JMLSG, FCA Handbook SYSC).
  • Regulatory Expertise: Proven experience in the understanding and interpretation of regulation within the payment industry and the implementation of solutions to address regulatory requirements.
  • Monitoring Programs: In-depth experience of monitoring and the ability to develop compliance monitoring programs and techniques.
  • Money Laundering Expertise: Technical and practical expertise in money laundering & terrorist financing regulations.
  • Communication Skills: Strong oral and written communication skills.
  • Leadership Skills: Previous people management experience.

The ideal candidate will have excellent work ethics, be capable of working in a fast-paced environment, be collaborative and be able to pivot/adapt to changes. Bonus points if you possess a relevant Financial Crime-related qualification such as the CAMS certification or the ICA Diploma in AML/Financial Crime, or are working towards obtaining one.

In return for your expertise, we offer a competitive salary of £80,000 - £100,000 per annum, depending on experience.

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