Compliance Assurance Specialist

3 weeks ago


Epsom, Surrey, United Kingdom SGN Full time
Job Title: Compliance Assurance Specialist

We are seeking a highly skilled Compliance Assurance Specialist to join our Legal Services team at SGN. As a key member of our team, you will play a crucial role in ensuring our compliance with ethical and legislative standards.

About the Role

The Compliance Assurance Specialist will be responsible for assisting the Principal Compliance Officer in delivering the Compliance Annual Plan and providing a high-quality service and support to the business. This will involve monitoring and implementing compliance policies, procedures, and processes, as well as delivering compliance training and communications to employees and contractors.

Key Responsibilities
  • Assist the Principal Compliance Officer in delivering the Compliance Annual Plan and providing a high-quality service and support to the business
  • Monitor and implement compliance policies, procedures, and processes
  • Deliver compliance training and communications to employees and contractors
  • Assist with the delivery of compliance projects and risk assessments
  • Interrogate business systems and processes to ensure ongoing compliance with legal and regulatory requirements
  • Support the Principal Compliance Officer in preparing for Risk, Audit and Assurance Committee and other meetings with key stakeholders
  • Maintain an up-to-date professional knowledge of relevant legislation and regulatory requirements
  • Support the Legal Services Roadmap by identifying weaknesses and developing new processes and documentation that will make SGN's Compliance Framework more efficient
Requirements
  • A degree, HND or foundation degree (or equivalent experience) in a relevant subject (law, auditing, finance and/or recognised professional designation in Financial Crime Compliance or Risk & Compliance)
  • Good legal knowledge in the compliance areas within the remit of the role (anti-bribery and corruption/competition and business separation / fraud / modern slavery / sanctions)
  • Experience at designing and managing risk assessments and compliance projects
  • Excellent verbal and written communication skills, comfortable engaging with all levels of the business and key stakeholders
  • You are a keen problem solver, with a methodical and analytical approach
  • Ability to multitask, prioritize and organize work to meet tight deadlines
  • Experience undertaking interviews, inspections and investigations is preferred but not mandatory
What We Offer

We offer a competitive salary, pension scheme, enhanced maternity/paternity pay, life assurance, 25 days holiday with option to purchase an additional 10, gym, mobile and retail discounts, and more. If you don't have all the qualifications, we would still love to hear from you... we provide our own specialised learning and development programs, providing access to learning tools to help you acquire the skills needed to excel in our environment.



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