Risk Assessment Specialist

2 days ago


Liverpool, Liverpool, United Kingdom Search Full time
Job Title: Risk Assessment Specialist

Location: Liverpool, Salary: £27,000

Company Overview

We strive to be an employer of choice in the wealth management sector by fostering a diverse, equal, and inclusive workplace. We value the unique strengths of all our colleagues and encourage applications from all backgrounds.

This is a great opportunity to join our Investment Risk team as a Risk Assessment Specialist where you will collaborate with Investment Management Teams to ensure high-quality Client Summaries.

Key Responsibilities
  1. Draft About Your Investment Mandates (AYIM) based on client documentation, identifying and reporting any gaps to Investment Managers.
  2. Manage multiple work streams and prioritise tasks according to team needs.
  3. Maintain high standards in central processes such as Temporary Exception and Non-responding Client requests.
  4. Update all necessary reporting systems with accurate information.
  5. Support Investment Management teams in fostering a strong suitability quality culture, offering assistance and improving AYIM standards.
  6. Collaborate with the Suitability Manager to address process gaps.
Requirements
  1. Proficiency in Excel and Office suites.
  2. Excellent writing skills.
  3. Ability to explain issues and concepts clearly.
  4. Strong relationship management and collaboration skills.
  5. Self-motivated with the ability to manage deadlines and adapt to changing priorities.
  6. Experience in financial services is preferred.
  7. Understanding of the regulatory environment.


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