Risk Assessment Specialist
2 days ago
Location: Liverpool, Salary: £27,000
Company OverviewWe strive to be an employer of choice in the wealth management sector by fostering a diverse, equal, and inclusive workplace. We value the unique strengths of all our colleagues and encourage applications from all backgrounds.
This is a great opportunity to join our Investment Risk team as a Risk Assessment Specialist where you will collaborate with Investment Management Teams to ensure high-quality Client Summaries.
Key Responsibilities- Draft About Your Investment Mandates (AYIM) based on client documentation, identifying and reporting any gaps to Investment Managers.
- Manage multiple work streams and prioritise tasks according to team needs.
- Maintain high standards in central processes such as Temporary Exception and Non-responding Client requests.
- Update all necessary reporting systems with accurate information.
- Support Investment Management teams in fostering a strong suitability quality culture, offering assistance and improving AYIM standards.
- Collaborate with the Suitability Manager to address process gaps.
- Proficiency in Excel and Office suites.
- Excellent writing skills.
- Ability to explain issues and concepts clearly.
- Strong relationship management and collaboration skills.
- Self-motivated with the ability to manage deadlines and adapt to changing priorities.
- Experience in financial services is preferred.
- Understanding of the regulatory environment.
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