Compliance Professional in Financial Services

3 weeks ago


Sevenoaks, Kent, United Kingdom CKB Recruitment Full time
Key Responsibilities
  • Ensure the effective management of compliance and internal reporting functions
  • Support the MD with operational activities and projects
  • Implement and deliver compliance monitoring plans
  • Conduct compliance reporting, including consumer duty
  • Identify and mitigate compliance risks
  • Delve compliance training for staff
  • Maintain compliance business processes, policies, and documentation
  • Manage complaints
  • Produce board & committee reports on compliance matters
  • Provide operational support for projects


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