Regulatory Compliance Professional

Job SummaryWe are seeking an experienced Regulatory Compliance Expert to join our team at Compliance Professionals. This role will involve ensuring adherence to statutory and regulatory provisions, monitoring regulatory developments, and maintaining the Compliance Monitoring Programme.Key ResponsibilitiesEnsure compliance with FCA, LME, LME Clear, NFA, and...

About the RoleWe are seeking a skilled Regulatory Compliance Specialist to join our team at Compliance Professionals.Job SummaryThe ideal candidate will have at least 5 years' experience in Compliance or Operations within financial services, preferably fund management and/or discretionary management environment. Strong appreciation of Compliance and...

Job DescriptionCompliance Professionals is seeking a highly skilled Regulatory Compliance Specialist to join our team.About the RoleThis exciting opportunity allows you to utilize your expertise in regulatory compliance to provide comprehensive advice on requirements and interpret complex regulatory changes. You will work closely with key stakeholders,...

Compliance ManagerThe Compliance Professionals are seeking a highly skilled Regulatory Compliance Specialist to join their London-based compliance team. This is a challenging and rewarding role that requires strong knowledge of regulatory requirements and compliance best practices.About the Role:This position plays a crucial role in ensuring adherence to...

Compliance Monitoring and Regulatory ComplianceWe are seeking an experienced Compliance Officer to join our team at Compliance Professionals. The ideal candidate will have a strong background in regulatory compliance and experience in managing a small team.Key Responsibilities:Monitor and review all relevant statutory and regulatory provisions, including...

**THE COMPANY**: Our client is a global institutional investment management firm, based in the City. They are looking for a Regulatory Compliance specialist to join the team. The role is hybrid with 2/3 days expected in the office each week. **THE RESPONSIBILITIES**: - Assist in the management, supervised by the Director, Risk & Compliance, of the risk and...

Role OverviewVixio Regulatory Intelligence is seeking a highly skilled Regulatory Compliance Expert to lead the development of a premium technical compliance solution.The ideal candidate will have experience in compliance roles at regulated gambling operators or technology providers and possess strong communication skills.

We are seeking a highly skilled Regulatory Risk Professional to join our team in the city. As a key member of our compliance function, you will play a critical role in mitigating financial crime risks and ensuring regulatory compliance.Your expertise in AML & Financial Crime, combined with your analytical and problem-solving skills, will enable you to...

Job DescriptionAs a Regulatory Affairs Manager at Prinova Europe, you will oversee regulatory strategy for the organisation, providing leadership and guidance to the business on regulatory matters for food, feed and personal care activity in the UK and other markets where Prinova Europe and Prinova Solutions Europe operates.This role involves ensuring...

Job OverviewWe are seeking a seasoned Compliance Director to join our team at Compliance Professionals.The ideal candidate will have extensive experience in senior-level compliance roles within the derivatives brokerage industry.About the RoleThis is an exceptional opportunity to oversee a small team and play a pivotal role in developing our compliance...

We are working with a fantastic boutique city law firm assisting them to hire a Regulatory Compliance Lawyer. This role is a fantastic opportunity for somebody who has regulatory risk and compliance experience, is interested in data protection and would like to broaden their skill set. In this role you will work alongside a small team consisting of a...

We are working with a fantastic boutique city law firm assisting them to hire a Regulatory Compliance Lawyer. This role is a fantastic opportunity for somebody who has regulatory risk and compliance experience, is interested in data protection and would like to broaden their skill set. In this role you will work alongside a small team consisting of a...

We are working with a fantastic boutique city law firm assisting them to hire a Regulatory Compliance Lawyer. This role is a fantastic opportunity for somebody who has regulatory risk and compliance experience, is interested in data protection and would like to broaden their skill set.In this role you will work alongside a small team consisting of a...

We are working with a fantastic boutique city law firm assisting them to hire a Regulatory Compliance Lawyer. This role is a fantastic opportunity for somebody who has regulatory risk and compliance experience, is interested in data protection and would like to broaden their skill set.In this role you will work alongside a small team consisting of a...

About the RoleWe are seeking a highly experienced Compliance Manager to join our team at Compliance Professionals.The successful candidate will have extensive experience of working in a financial services industry Compliance Department covering private banking/wealth management activities.Key responsibilities will include:Assisting with ensuring compliance...

Job Description We are working with a fantastic boutique city law firm assisting them to hire a Regulatory Compliance Lawyer. This role is a fantastic opportunity for somebody who has regulatory risk and compliance experience, is interested in data protection and would like to broaden their skill set. In this role you will work alongside a small team...

We are working with a fantastic boutique city law firm assisting them to hire a Regulatory Compliance Lawyer. This role is a fantastic opportunity for somebody who has regulatory risk and compliance experience, is interested in data protection and would like to broaden their skill set. In this role you will work alongside a small team consisting of a...

We are working with a fantastic boutique city law firm assisting them to hire a Regulatory Compliance Lawyer. This role is a fantastic opportunity for somebody who has regulatory risk and compliance experience, is interested in data protection and would like to broaden their skill set.In this role you will work alongside a small team consisting of a...

We are working with a fantastic boutique city law firm assisting them to hire a Regulatory Compliance Lawyer. This role is a fantastic opportunity for somebody who has regulatory risk and compliance experience, is interested in data protection and would like to broaden their skill set.In this role you will work alongside a small team consisting of a...

Job Description:">AJ Fox Compliance is seeking a highly skilled AML Compliance Associate to join their legal team in London. As a key member of the Compliance team, you will be responsible for supporting the team in all their legal and regulatory duties.">Key Responsibilities:">">Perform risk assessments at client onboarding and during updates of CDD...